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Advisor at LEBENTHAL GLOBAL ADVISORS, LLC
Norfolk, VA | HAUPPAUGE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEBENTHAL GLOBAL ADVISORS, LLC | Independent wealth | Jun 18, 2020 | n/a | yes | Norfolk, VA|HAUPPAUGE, NY | Current employment |
| AVENIR PRIVATE ADVISORS, LLC | Former SEC adviser | Nov 7, 2018 | Feb 4, 2020 | no | Norfolk, VA|MIAMI, FL | Previous registration |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | Former SEC adviser | Feb 7, 2011 | Nov 6, 2018 | no | MIAMI, FL | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Sep 12, 2007 | Dec 31, 2010 | no | NORFOLK, VA|Memphis, TN|CHICAGO, IL|Chicago, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 27, 1995 | Nov 16, 2004 | no | NORFOLK, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVENIR PRIVATE ADVISORS, LLC | LEBENTHAL GLOBAL ADVISORS, LLC | Feb 4, 2020 | Jun 18, 2020 | 135 | Firm change | RIA to RIA |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | AVENIR PRIVATE ADVISORS, LLC | Nov 6, 2018 | Nov 7, 2018 | 1 | Firm change | RIA to new firm |
| B RILEY WEALTH MANAGEMENT | CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | Dec 31, 2010 | Feb 7, 2011 | 38 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | B RILEY WEALTH MANAGEMENT | Nov 16, 2004 | Sep 12, 2007 | 1,030 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 298064:283303:FL:2020-02-04 | Feb 4, 2020 | Jun 18, 2020 | MIAMI, FL | Firm change |
| 131631:298064:FL:2018-11-06 | Nov 6, 2018 | Nov 7, 2018 | MIAMI, FL | Firm change |