DFX Intelligence

R••••• L••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

R••••• L••• N•••••••

Advisor at P••••••• I••••••••• L••

CANTON, OH | EAST SYRACUSE, NY

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Search this name across graphsid dfx:ria:84bf947a-4204-7a86-582e-952752bf93ac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• I••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• I••••••••• L••	Bd affiliated wealth	Dec 18, 2020	n/a	yes	CANTON, OH\|EAST SYRACUSE, NY	Current employment
G••••• I••••••••• A•••••••• L••	n/a	Mar 25, 2005	Dec 31, 2019	no	DANVERS, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• I••••••••• A•••••••• L••	P••••••• I••••••••• L••	Dec 31, 2019	Dec 18, 2020	353	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
121442:142910:MA:2019-12-31	Dec 31, 2019	Dec 18, 2020	DANVERS, MA	Firm change

Relationships

Registered with (2)

→ P••••••• I••••••••• L••Registered adviserregistration: current employment
Dec 18, 2020 to presentfactForm ADV
→ G••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2005 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84bf947a-4204-7a86-582e-952752bf93ac
First observed: Mar 25, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.