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Advisor at ADVICE AND PLANNING SERVICES
Little Rock, AR | LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Dec 18, 2014 | n/a | yes | LITTLE ROCK, AR|Little Rock, AR | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 26, 2009 | Sep 22, 2014 | no | LITTLE ROCK, AR | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jan 27, 2009 | no | LITTLE ROCK, AR | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 13, 1996 | Apr 2, 2007 | no | LITTLE ROCK, AR|LITTLE ROCK, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ADVICE AND PLANNING SERVICES | Sep 22, 2014 | Dec 18, 2014 | 87 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 27, 2009 | Jan 26, 2009 | -1 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |