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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

SARA MARIE BODNAR

Advisor at PRINCIPAL SECURITIES, INC.

DES MOINES, IA | RICHFIELD, MN

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Search this name across graphsid dfx:ria:84ce2e39-8063-e6c9-cc81-3a667065b182

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 31, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 26, 2013
First registration: Oct 31, 2013
Dual registered: yes, broker-dealer
Other names: SARA MARIE SCHROTBERGER|SARA MARIE ENGE|Sara Marie Stanley
IAPD individual key: 5930346

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jun 15, 2022	n/a	yes	DES MOINES, IA\|RICHFIELD, MN	Current employment
CRI SECURITIES, LLC	Former SEC adviser	Jan 4, 2019	Nov 8, 2021	no	ST PAUL, MN	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 4, 2019	Apr 21, 2022	no	ST PAUL, MN	Previous registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Aug 19, 2015	Mar 29, 2018	no	PLYMOUTH, MN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 11, 2015	Aug 18, 2015	no	PLYMOUTH, MN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 31, 2013	Aug 5, 2015	no	BLOOMINGTON, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	PRINCIPAL SECURITIES, INC.	Apr 21, 2022	Jun 15, 2022	55	Firm change	RIA to ibd
CRI SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Nov 8, 2021	Jan 4, 2019	-1,039	Channel change	Ibd to ibd
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	CRI SECURITIES, LLC	Mar 29, 2018	Jan 4, 2019	281	Firm change	Ibd to ibd
LPL FINANCIAL LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Aug 18, 2015	Aug 19, 2015	1	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Aug 5, 2015	Aug 11, 2015	6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
22589:15296:MN:2021-11-04	Nov 8, 2021	Jan 4, 2019	ST PAUL, MN	Firm change after gap
6413:116407:MN:2015-08-18	Aug 18, 2015	Aug 19, 2015	PLYMOUTH, MN	Firm change

Relationships

Registered with (6)

→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: current employment
Jun 15, 2022 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 4, 2019 to Apr 21, 2022factForm ADV
→ CRI SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 4, 2019 to Nov 8, 2021factForm ADV
→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 19, 2015 to Mar 29, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 11, 2015 to Aug 18, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 31, 2013 to Aug 5, 2015factForm ADV

Dated events

Occurred
Apr 21, 2022
Advisor changed firm
Sara Marie Bodnar left Securian Financial Services, Inc. for Principal Securities, Inc. (registered 2022-06-15)
Form ADVobserved 5 days ago