DFX Intelligence
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Reading the graph
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Advisor at F•••••••• C•••••• M••••••••• L••
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••••• C•••••• M••••••••• L•• | Independent wealth | Nov 2, 2023 | n/a | yes | SEATTLE, WA | Current employment |
| O••••••••• A•••• M••••••••• | Bd affiliated wealth | Apr 15, 2003 | Nov 14, 2007 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O••••••••• • C•• I••• | O••••••••• A•••• M••••••••• | Jun 18, 2015 | Apr 15, 2003 | -4,447 | Firm change after gap | Other |
| O••••••••• A•••• M••••••••• | F•••••••• C•••••• M••••••••• L•• | Nov 14, 2007 | Nov 2, 2023 |
| O••••••••• • C•• I••• | Bd affiliated wealth | Jan 3, 2003 | Jun 18, 2015 | no | BELLEVUE, WA|BELLEVUE , WA | Previous registration |
| C••• W•••• M•••••• C•••• | n/a | Jan 15, 1997 | Jan 3, 2003 | no | SEATTLE, WA | Previous registration |
| 5,832 |
| Firm change after gap |
| Other |
| C••• W•••• M•••••• C•••• | O••••••••• • C•• I••• | Jan 3, 2003 | Jan 3, 2003 | 0 | Bulk transfer | Other |