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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ROCHELLE PARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 18, 2015 | n/a | yes | ROCHELLE PARK, NJ | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 10, 2012 | Feb 9, 2015 | no | PARAMUS, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 28, 2006 | Aug 13, 2012 | no | PARAMUS, NJ|PARAMUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 9, 2015 | Feb 18, 2015 | 9 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Aug 13, 2012 | Aug 10, 2012 | -3 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:149018:NJ:2015-02-09 | Feb 9, 2015 | Feb 18, 2015 | PARAMUS, NJ | Firm change |