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E•••••• F••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

E•••••• F••••• O••••

Advisor at M••••• S••••••

Coral Gables, FL

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Search this name across graphsid dfx:ria:84dcdd4b-a2ad-a5ef-fb62-035b09dcbe38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Dec 16, 2009	n/a	yes	Coral Gables, FL	Current employment
M••••••••• C•••••• M••••••••• L••	Former SEC adviser	Jul 2, 2009	Oct 22, 2009	no	COCONUT GROVE, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• C•••••• M••••••••• L••	M••••• S••••••	Oct 22, 2009	Dec 16, 2009	55	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••••••• C•••••• M••••••••• L••	May 8, 2009

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Dec 16, 2009 to presentfactForm ADV
→ M••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 2, 2009 to Oct 22, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 15, 2004 to May 8, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84dcdd4b-a2ad-a5ef-fb62-035b09dcbe38
First observed: Mar 15, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.