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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Debra Sue Harkins

Advisor at RBC CAPITAL MARKETS, LLC

Las Vegas, NV

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Search this name across graphsid dfx:ria:84dd1fb8-2210-1466-1fb3-d7afce46fcef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Nov 28, 2010
First registration: Dec 6, 2010
Dual registered: yes, broker-dealer
Other names: DEBRA SUE CHADROW|DEBRA SUE FREEMAN|DEBRA SUE HARKINS|Debbie Harkins|Debbie Freeman|Debbie Chadrow
IAPD individual key: 2333325

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Jan 28, 2022	n/a	yes	Las Vegas, NV\|Las Vegas, NV	Current employment
CAPSTONE CAPITAL WEALTH ADVISORS	Independent wealth	Feb 12, 2018	Jan 26, 2021	no	HENDERSON, NV	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 6, 2010	Mar 10, 2016	no	FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 6, 2010	Mar 10, 2016	no	FORT WORTH, TX\|FORT WORTH, TX\|Westlake, TX\|DRAPER, UT\|Westlake, TX\|FORT WORTH, TX\|DRAPER, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPSTONE CAPITAL WEALTH ADVISORS	RBC CAPITAL MARKETS, LLC	Jan 26, 2021	Jan 28, 2022	367	Firm change	RIA to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Mar 10, 2016	Dec 6, 2010	-1,921	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 10, 2016	Dec 6, 2010	-1,921	Channel change	Other

Relationships

Registered with (4)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Jan 28, 2022 to presentfactForm ADV
→ CAPSTONE CAPITAL WEALTH ADVISORSRegistered adviserregistration: previous registration
Feb 12, 2018 to Jan 26, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 6, 2010 to Mar 10, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 6, 2010 to Mar 10, 2016factForm ADV

Dated events

No dated event names this entity yet.