This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CITIZENS SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Exams

S63|S66

First exam

Mar 1, 2018

First registration

Sep 24, 2021

Dual registered

yes, broker-dealer

Other names

SAM HSIAO|SAM U HSIAO|Sam Ufa Hsiao

IAPD individual key

6512273

• Occurred

  May 29, 2024
  Advisor changed firm

  Sam Hsiao left J.P. Morgan Securities Llc for Citizens Securities, Inc. (registered 2024-06-05)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:84df4e45-bac8-ddcc-c145-997710704ea2

First observed

Sep 24, 2021

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.