DFX Intelligence

K••••• A•••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

K••••• A•••• K•••

Advisor at T•• A•••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84e1d2a6-3978-45a3-9538-5a1e169cb94a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••	State registered	Jan 6, 2024	n/a	yes	WESTERVILLE, OH	Current employment
T•• A•••••••• I•••	Bd affiliated wealth	Mar 22, 2022	n/a	yes	SUMMIT, NJ\|Alexanderia, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• A•••••••• I•••	T•• A•••••••• I•••	Mar 15, 2022	Mar 22, 2022	7	Firm change	Ibd to ibd
W• W••••• A•••••••• L••	V•••••• A•••••••• I•••	Apr 6, 2020	Apr 9, 2020

Relationships

Registered with (6)

→ A••••••• F••••••••Registered adviserregistration: current employment
Jan 6, 2024 to presentfactForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: current employment
Mar 22, 2022 to presentfactForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 9, 2020 to Mar 15, 2022factForm ADV
→ W• W••••• A•••••••• L••

Dated events

Occurred
Mar 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84e1d2a6-3978-45a3-9538-5a1e169cb94a
First observed: Mar 16, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.