This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 7, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Nov 7, 2014

First registration

Jul 28, 2020

Dual registered

yes, broker-dealer

Other names

BRANDON WILLIAMS

IAPD individual key

6083058

• Occurred

  Apr 3, 2023
  Advisor changed firm

  Brandon Charles Williams left Merrill Lynch, Pierce, Fenner & Smith Incorporated for New York Life Investment Management Llc (registered 2023-05-03)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:84e2c7f3-11cd-d44c-cfab-4d4bae9e8335

First observed

Jul 28, 2020

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.