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Advisor at SEI INVESTMENTS MANAGEMENT CORP
Dix Hills, NY | OAKS, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEI INVESTMENTS MANAGEMENT CORP | Mixed wealth | Jul 16, 2026 | n/a | yes | Dix Hills, NY|OAKS, PA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | Apr 2, 2025 | no | SCOTTSDALE, AZ | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Feb 1, 2013 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 27, 2012 | Nov 5, 2012 | no | BOHEMIA, NY|Bohemia, NY | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Nov 30, 2010 | Jul 18, 2012 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | SEI INVESTMENTS MANAGEMENT CORP | Apr 2, 2025 | Jul 16, 2026 | 470 | Firm change after gap | Ibd to RIA |
| AMERICAN PORTFOLIOS ADVISORS, INC | OSAIC WEALTH, INC. | Oct 11, 2024 | Oct 11, 2024 | 0 | Bulk transfer | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | AMERICAN PORTFOLIOS ADVISORS, INC | Nov 5, 2012 | Feb 1, 2013 | 88 | Firm change | Other |
| EAGLE STRATEGIES LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 18, 2012 | Sep 27, 2012 | 71 | Firm change | Other |