DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 6, 2023 | n/a | yes | SOUTHLAKE, TX|PLANO, TX|Colleyville, TX | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Oct 13, 2023 | no | Fort Worth, TX|Southlake, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | A••••••••• F•••••••• S•••••••• L•• | Oct 13, 2023 | Oct 6, 2023 | -7 | Firm change | Wirehouse to ibd |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:6363:TX:2023-10-09 | Oct 13, 2023 | Oct 6, 2023 | SOUTHLAKE, TX | Firm change |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | FT. WORTH, TX | Previous registration |
| M••••• S•••••• D• I••• | n/a | Jan 23, 1998 | Apr 2, 2007 | no | FT. WORTH, TX|FT.WORTH, TX | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |