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S••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

S••••• L•••••••••

Advisor at C•••••• W••••• M••••••••• L••

Chicago, IL | NAPERVILLE, IL

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Search this name across graphsid dfx:ria:84f6e655-6f0d-e01c-8fb3-be422a0477bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 28, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M••••••••• L••	Independent wealth	Dec 12, 2023	n/a	yes	Chicago, IL\|NAPERVILLE, IL	Current employment
M••••• • S••••••••• W••••• M••••••••• L••	Independent wealth	Mar 23, 2022	Oct 25, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• • S••••••••• W••••• M••••••••• L••	C•••••• W••••• M••••••••• L••	Oct 25, 2023	Dec 12, 2023	48	Firm change	RIA to RIA
M••••• O• O•••• I••••••• S•••••••• I•••	M••••• • S••••••••• W••••• M••••••••• L••	Apr 21, 2022

Relationships

Registered with (4)

→ C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 12, 2023 to presentfactForm ADV
→ M••••• • S••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 23, 2022 to Oct 25, 2023factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2019 to Apr 21, 2022factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Oct 25, 2023
Advisor changed firm
S••••• L••••••••• left M••••• • S••••••••• W••••• M••••••••• L•• for C•••••• W••••• M••••••••• L•• (registered 2023-12-12)
Form ADVobserved 7 days ago
Occurred
Apr 21, 2022
Advisor changed firm
S••••• L••••••••• left M••••• O• O•••• I••••••• S•••••••• I••• for M••••• • S••••••••• W••••• M••••••••• L•• (registered 2022-03-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84f6e655-6f0d-e01c-8fb3-be422a0477bc
First observed: Aug 28, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.