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Advisor at NETWORTH ADVISORS
MORRISTOWN, NJ | Waterloo, IA | WATERLOO, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Sep 3, 2019 | n/a | yes | Waterloo, IA|MORRISTOWN, NJ | Current employment |
| NETWORTH ADVISORS | Former SEC adviser | Mar 29, 2007 | n/a | yes | WATERLOO, IA | Current employment |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Dec 1, 2008 | Dec 31, 2019 | no | WATERLOO, IA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jan 31, 2007 | Jul 31, 2012 | no | WATERLOO, IA|WATERLOO, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | PRIVATE ADVISOR GROUP, LLC | Dec 31, 2019 | Sep 3, 2019 | -119 | Firm change after gap | RIA to RIA |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | NETWORTH ADVISORS | Jul 31, 2012 | Mar 29, 2007 | -1,951 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146236:155216:IA:2019-12-31 | Dec 31, 2019 | Sep 3, 2019 | WATERLOO, IA | Firm change after gap |