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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Brentwood, TN | Woodland Hills, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 11, 2026 | n/a | yes | Woodland Hills, CA|Brentwood, TN | Current employment |
| STIFEL INDEPENDENT ADVISORS, LLC | Bd affiliated wealth | Apr 19, 2022 | May 20, 2026 | no | ST. LOUIS, MO|WOODLAND HILLS, CA|Brentwood, TN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 5, 2012 | Apr 25, 2022 | no | WOODLAND HILLS, CA|PASADENA, CA|PASADENA, CA|WOODLAND HILLS, CA|WESTLAKE VILLAGE, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 10, 1998 | Jun 14, 2012 | no | RANCHO PALOS VERDES, CA|WOODLAND HILLS, CA|WOODLAND HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL INDEPENDENT ADVISORS, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 20, 2026 | May 11, 2026 | -9 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | STIFEL INDEPENDENT ADVISORS, LLC | Apr 25, 2022 | Apr 19, 2022 | -6 | Firm change | Wirehouse to ibd |
| LPL FINANCIAL LLC | WELLS FARGO ADVISORS | Jun 14, 2012 | Jun 5, 2012 | -9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:28218:CA:2022-04-19 | Apr 25, 2022 | Apr 19, 2022 | WESTLAKE VILLAGE, CA | Firm change |