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Advisor at RB CAPITAL MANAGEMENT, LLC
Wilton, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RB CAPITAL MANAGEMENT, LLC | Independent wealth | Jun 15, 2023 | n/a | yes | Wilton, CT | Current employment |
| GYL FINANCIAL SYNERGIES, LLC | Former SEC adviser | Jan 2, 2019 | May 11, 2022 | no | Westport, CT|Westport, CT | Previous registration |
| RESNICK ADVISORS | Former SEC adviser | Mar 2, 2015 | Jan 2, 2019 | no | WESTPORT, CT | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Aug 8, 2008 | Mar 12, 2015 | no | STAMFORD, CT | Previous registration |
| CLEARBRIDGE INVESTMENTS, LLC | Mixed wealth | Dec 15, 2005 | Jan 22, 2007 | no | NEW YORK, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 22, 2005 | Dec 19, 2005 | no | STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GYL FINANCIAL SYNERGIES, LLC | RB CAPITAL MANAGEMENT, LLC | May 11, 2022 | Jun 15, 2023 | 400 | Firm change | RIA to RIA |
| RESNICK ADVISORS | GYL FINANCIAL SYNERGIES, LLC | Jan 2, 2019 | Jan 2, 2019 | 0 | Channel change | Other |
| STRATEGIC ADVISERS LLC | RESNICK ADVISORS | Mar 12, 2015 | Mar 2, 2015 | -10 | Firm change | Other |
| CLEARBRIDGE INVESTMENTS, LLC | STRATEGIC ADVISERS LLC | Jan 22, 2007 | Aug 8, 2008 | 564 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | CLEARBRIDGE INVESTMENTS, LLC | Dec 19, 2005 | Dec 15, 2005 | -4 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105927:284758:CT:2019-01-02 | Jan 2, 2019 | Jan 2, 2019 | WESTPORT, CT | Firm change |