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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

OREN GUZMAN

Advisor at SILVER OAK SECURITIES, INC.

Wilmette, IL

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Search this name across graphsid dfx:ria:84ff57d5-2610-689e-5f02-06bf5790540a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Sep 12, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SILVER OAK SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 8, 2001
First registration: Sep 12, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4411118

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Jan 14, 2025	n/a	yes	Wilmette, IL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	Jan 13, 2025	no	WILMETTE, IL	Previous registration
BRIGHT FUTURES WEALTH MANAGEMENT, LLC	Independent wealth	May 15, 2020	Jan 7, 2025	no	WEBSTER, NY\|Wilmette, IL	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Aug 17, 2006	Mar 21, 2024	no	ATLANTA, GA\|WILMETTE, IL	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Dec 14, 2005	May 31, 2006	no	PALATINE, IL\|PALATINE, IL\|WHEELING, IL\|BUFFALO GROVE, IL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Dec 17, 2004	Dec 31, 2005	no	PALATINE, IL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 12, 2001	Jan 22, 2003	no	NORTHBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	SILVER OAK SECURITIES, INC.	Jan 13, 2025	Jan 14, 2025	1	Firm change	Ibd to ibd
BRIGHT FUTURES WEALTH MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Jan 7, 2025	Mar 21, 2024	-292	Firm change after gap	RIA to ibd
CETERA ADVISORS LLC	BRIGHT FUTURES WEALTH MANAGEMENT, LLC	Mar 21, 2024	May 15, 2020	-1,406	Firm change after gap	Ibd to RIA
BMO HARRIS FINANCIAL ADVISORS, INC	CETERA ADVISORS LLC	May 31, 2006	Aug 17, 2006	78	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	BMO HARRIS FINANCIAL ADVISORS, INC	Dec 31, 2005	Dec 14, 2005	-17	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Jan 22, 2003	Dec 17, 2004	695	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:46947:IL:2025-01-08	Jan 13, 2025	Jan 14, 2025	WILMETTE, IL	Firm change
284920:105644:IL:2024-12-24	Jan 7, 2025	Mar 21, 2024	WILMETTE, IL	Firm change after gap
10299:284920:IL:2024-03-21	Mar 21, 2024	May 15, 2020	WILMETTE, IL	Firm change after gap

Relationships

Registered with (7)

→ SILVER OAK SECURITIES, INC.Registered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 21, 2024 to Jan 13, 2025factForm ADV
→ BRIGHT FUTURES WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 15, 2020 to Jan 7, 2025factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Aug 17, 2006 to Mar 21, 2024factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Dec 14, 2005 to May 31, 2006factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 17, 2004 to Dec 31, 2005factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 12, 2001 to Jan 22, 2003factForm ADV

Dated events

Occurred
Jan 13, 2025
Advisor changed firm
Oren Guzman left Cetera Investment Advisers Llc for Silver Oak Securities, Inc. (registered 2025-01-14)
Form ADVobserved 3 days ago
Occurred
Jan 7, 2025
Advisor changed firm
Oren Guzman left Bright Futures Wealth Management, Llc for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 3 days ago
Occurred
Mar 21, 2024
Advisor changed firm
Oren Guzman left Cetera Advisors Llc for Bright Futures Wealth Management, Llc (registered 2020-05-15)
Form ADVobserved 3 days ago