DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Oren Guzman

Silver Oak Securities, Inc.BD affiliatedWilmette, Ildual registrantIAPD 4411118

Feed of 09/14/2026

At current firm

1 y

since Jan 14, 2025

In the industry

25 y

since Aug 8, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Silver Oak Securities, Inc. BD affiliated current
since Jan 14, 2025 · Wilmette, Il
Cetera Investment Advisers LLC BD affiliated
Mar 21, 2024 to Jan 13, 2025 · Wilmette, Il
Bright Futures Wealth Management, LLC independent RIA
May 15, 2020 to Jan 7, 2025 · Webster, Ny
Cetera Advisors LLC former
Aug 17, 2006 to Mar 21, 2024 · Atlanta, Ga
Bmo Harris Financial Advisors, Inc former
Dec 14, 2005 to May 31, 2006 · Palatine, Il
E*Trade Capital Management, LLC former
Dec 17, 2004 to Dec 31, 2005 · Palatine, Il
Equitable Advisors, LLC national BD
Sep 12, 2001 to Jan 22, 2003 · Northbrook, Il

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Silver Oak Securities, Inc.
left Jan 13, 2025, registered Jan 14, 2025 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
Bright Futures Wealth Management, LLC to Cetera Investment Advisers LLC
left Jan 7, 2025, registered Mar 21, 2024 (-292 days) · RIA to affiliated broker-dealer or bank · moved with a team
Cetera Advisors LLC to Bright Futures Wealth Management, LLC
left Mar 21, 2024, registered May 15, 2020 (-1406 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Bmo Harris Financial Advisors, Inc to Cetera Advisors LLC
left May 31, 2006, registered Aug 17, 2006 (78 days) · Other
E*Trade Capital Management, LLC to Bmo Harris Financial Advisors, Inc
left Dec 31, 2005, registered Dec 14, 2005 (-17 days) · corporate re-registration, not a move
Equitable Advisors, LLC to E*Trade Capital Management, LLC
left Jan 22, 2003, registered Dec 17, 2004 (695 days) · Other

Signals

Oren Guzman left Cetera Investment Advisers Llc for Silver Oak Securities, Inc. (registered 2025-01-14)
Jan 13, 2025 · Advisor changed firm · fact
Oren Guzman left Bright Futures Wealth Management, Llc for Cetera Investment Advisers Llc (registered 2024-03-21)
Jan 7, 2025 · Advisor changed firm · fact
Oren Guzman left Cetera Advisors Llc for Bright Futures Wealth Management, Llc (registered 2020-05-15)
Mar 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address