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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ADAM WESLEY STAPLES

Advisor at STATE FARM INVESTMENT MANAGEMENT CORP.

Walnut Ridge, AR

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Search this name across graphsid dfx:ria:8502df05-a11a-d017-d93c-d1f63bece2b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STATE FARM INVESTMENT MANAGEMENT CORP.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 13, 2001
First registration: Sep 23, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4228491

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STATE FARM INVESTMENT MANAGEMENT CORP.	Asset manager	Oct 17, 2018	n/a	yes	Walnut Ridge, AR	Current employment
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Jul 28, 2004	Sep 30, 2004	no	JONESBORO, AR	Previous registration
UNION PLANTERS INVESTMENT ADVISORS, INC.	n/a	Feb 23, 2004	Aug 5, 2004	no	JONESBORO, AR	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 23, 2003	Jan 9, 2004	no	JONESBORO, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN KEEGAN & COMPANY, LLC	STATE FARM INVESTMENT MANAGEMENT CORP.	Sep 30, 2004	Oct 17, 2018	5,130	Firm change after gap	Other
UNION PLANTERS INVESTMENT ADVISORS, INC.	MORGAN KEEGAN & COMPANY, LLC	Aug 5, 2004	Jul 28, 2004	-8	Bulk transfer	Other
MORGAN STANLEY DW INC.	UNION PLANTERS INVESTMENT ADVISORS, INC.	Jan 9, 2004	Feb 23, 2004	45	Firm change	Other

Relationships

Registered with (4)

→ STATE FARM INVESTMENT MANAGEMENT CORP.Registered adviserregistration: current employment
Oct 17, 2018 to presentfactForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Jul 28, 2004 to Sep 30, 2004factForm ADV
→ UNION PLANTERS INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Feb 23, 2004 to Aug 5, 2004factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 23, 2003 to Jan 9, 2004factForm ADV

Dated events

No dated event names this entity yet.