DFX Intelligence

R• • R• F•••••••• P•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

R• • R• F•••••••• P•••••••• I•••

CRD 113291

EAST MEADOW, NY

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Search this name across graphsid dfx:ria:85090e94-d0e0-776a-7c34-711c9230e7b8

Data as of Aug 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2023 to Aug 21, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $60.1M••• Locked
Discretionary RAUM: $60.1M
Private client RAUM: $60.1Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $12.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• V••• R••••	Certified Financial Planner	EAST MEADOW, NY	18	43	1	yes
A•••••• R•••	n/a	EAST MEADOW, NY	15	48

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••• N••••• A••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 29, 2024	Apr 19, 2024
R••••• W••••••• V•••	CHIEF EXECUTIVE OFFICER	E	yes	04/1983	Mar 30, 2023	Apr 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•• S••••••••• L•••••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
DEERFIELD BEACH	FL	United States	2	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$60.1M	$46.2M	30.1%	n/a	n/a	3	3	1	1

Relationships

Registered with (7)

← K•••• F•••••• M•••••Advisorregistration: current employment
Mar 11, 2026 to presentfactForm ADV
← T••• R••••Advisorregistration: current employment
Apr 13, 2022 to presentfactForm ADV
← A••••• A••••••Advisorregistration: current employment
Apr 27, 2016 to presentfactForm ADV
← A•••••• R•••Advisor

Dated events

Occurred
Mar 29, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2023
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85090e94-d0e0-776a-7c34-711c9230e7b8
First observed: Mar 30, 2023
Last observed: Aug 21, 2026 33 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.