DFX Intelligence

E••••• J•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

E••••• J•••• C••••••

Advisor at K••••• A••••••• S•••••••• L••

Colorado Springs, CO | AUSTIN, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 9, 2025	n/a	yes	Colorado Springs, CO\|AUSTIN, TX	Current employment
C•••••• W••••• M••••••••• I•••	n/a	Jan 25, 2019	Jan 20, 2026	no	COLORADO SPRINGS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• M••••••••• I•••	K••••• A••••••• S•••••••• L••	Jan 20, 2026	Sep 9, 2025	-133	Firm change after gap	Other
R• • R• F•••••••• P•••••••• I•••	C•••••• W••••• M••••••••• I•••	Mar 31, 2020	Oct 26, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
298028:283330:CO:2026-01-20	Jan 20, 2026	Sep 9, 2025	COLORADO SPRINGS, CO	Firm change after gap

Relationships

Registered with (5)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 9, 2025 to presentfactForm ADV
→ C•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 25, 2019 to Jan 20, 2026factForm ADV
→ R• • R• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
May 1, 2018 to Mar 31, 2020factForm ADV
→ G••••• W••••• M••••••••• I•••

Dated events

Order

Occurred
20 Jan 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 27, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.