This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SUMMIT GLOBAL INVESTMENTS, LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

4

Exams

S65|S63

First exam

Mar 25, 2021

First registration

Apr 15, 2021

Dual registered

no

IAPD individual key

7331403

• Occurred

  Oct 2, 2023
  Advisor changed firm

  James Stewart Staats left Transamerica Financial Advisors, Llc for Summit Global Investments, Llc (registered 2023-10-11)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:85173b2d-92a8-41ca-befa-2b1acd7ff404

First observed

Apr 15, 2021

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.