J•••• R••••••••

Advisor at S••••• A••••••• W•••••• L••

HUNTERSVILLE, NC | DETROIT, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:851a0b74-1b30-4f2f-0b12-cbd3227531ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 4, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A••••••• W•••••• L••	Independent wealth	Aug 30, 2024	n/a	yes	HUNTERSVILLE, NC\|DETROIT, MI	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Oct 20, 2021	Aug 29, 2024	no	Huntersville, NC\|Hickory, NC\|Hickory, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	S••••• A••••••• W•••••• L••	Aug 29, 2024	Aug 30, 2024	1	Firm change	RIA to RIA
A••••••• A••••• L••	A• W••••• M••••••••• L••	Oct 20, 2021	Oct 20, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
158282:282580:NC:2021-10-20	Oct 20, 2021	Oct 20, 2021	HUNTERSVILLE, NC	Firm change

Relationships

Registered with (3)

→ S••••• A••••••• W•••••• L••Registered adviserregistration: current employment
Aug 30, 2024 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 20, 2021 to Aug 29, 2024factForm ADV
→ A••••••• A••••• L••Registered adviserregistration: previous registration
Feb 4, 2020 to Oct 20, 2021factForm ADV

Dated events

Occurred
Aug 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:851a0b74-1b30-4f2f-0b12-cbd3227531ce
First observed: Feb 4, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.