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Advisor at CETERA PLANNING PARTNERS
LEAWOOD, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA PLANNING PARTNERS | Independent wealth | Jan 19, 2024 | n/a | yes | LEAWOOD, KS | Current employment |
| DIGHTMAN CAPITAL GROUP | n/a | Dec 7, 2007 | Feb 1, 2024 | no | OVERLAND PARK, KS|SEATTLE, WA|SEATTLE, WA|Overland Park, KS|Seattle, WA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 15, 2002 | Dec 7, 2007 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DIGHTMAN CAPITAL GROUP | CETERA PLANNING PARTNERS | Feb 1, 2024 | Jan 19, 2024 | -13 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | DIGHTMAN CAPITAL GROUP | Dec 7, 2007 | Dec 7, 2007 | 0 | Firm change | Other |