DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• C•••••• A••••••• L••
NEW YORK, NY | BALTIMORE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• C•••••• A••••••• L•• | Bd affiliated wealth | Jan 14, 2015 | n/a | yes | BALTIMORE, MD|NEW YORK, NY | Current employment |
| S•••••• C•••••• A••••••• L•• | Bd affiliated wealth | Oct 7, 2014 | Dec 31, 2014 | no | BALTIMORE, MD|NEW YORK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | S•••••• C•••••• A••••••• L•• | Oct 6, 2014 | Oct 7, 2014 | 1 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | U•• F•••••••• S••••••• I••• | Mar 8, 2013 | Mar 4, 2013 |
| U•• F•••••••• S••••••• I••• | Wirehouse | Mar 4, 2013 | Oct 6, 2014 | no | BALTIMORE, MD | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 14, 2007 | Mar 8, 2013 | no | COLUMBIA, MD|ANNAPOLIS, MD|ANNAPOLIS, MD | Previous registration |
| -4 |
| Firm change |
| Ibd to wirehouse |