This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

U.S. BANCORP ADVISORS, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 2, 1998earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

1

Exams

S66|S63|S65

First exam

Apr 11, 2003

First registration

Jul 2, 1998

Dual registered

yes, broker-dealer

Other names

Joe Westendorf|Joe Westendorf|Joseph Henry Westendorf|Jospeh Henry Westendorf|Joe Henry Westendorf|Joseph Westendorf

IAPD individual key

2637034

• Occurred

  Oct 23, 2024
  Advisor changed firm

  Joseph Henry Westendorf left Fifth Third Securities, Inc. for U.S. Bancorp Investments, Inc. (registered 2024-10-28)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:853939f5-2778-3e66-7d47-2a4698f0340f

First observed

Jul 2, 1998

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.