DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Henry Westendorf

U.S. Bancorp Advisors, LLCBD affiliatedSarasota, Fldual registrantIAPD 2637034

Feed of 09/14/2026

Also filed as Joe Westendorf

At current firm

0 y

since Feb 17, 2026

In the industry

28 y

since Jul 2, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Feb 17, 2026 · Sarasota, Fl
U.S. Bancorp Investments, Inc. former
Oct 28, 2024 to Feb 14, 2026 · Saint Paul, Mn
Fifth Third Securities, Inc. BD affiliated
Apr 8, 2022 to Oct 23, 2024 · Sarasota, Fl
Fifth Third Securities, Inc. BD affiliated
Jun 9, 2016 to Aug 22, 2016 · Bradenton, Fl
Equitable Advisors, LLC national BD
Oct 3, 2012 to Nov 28, 2012 · Tampa, Fl
Morgan Stanley Dw Inc. unclassified
Jul 2, 1998 to Apr 18, 2005 · St.Petersbur, Fl

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLC
left Feb 14, 2026, registered Feb 17, 2026 (3 days) · corporate re-registration, not a move
Fifth Third Securities, Inc. to U.S. Bancorp Investments, Inc.
left Oct 23, 2024, registered Oct 28, 2024 (5 days) · Affiliated broker-dealer or bank to another
Equitable Advisors, LLC to Fifth Third Securities, Inc.
left Nov 28, 2012, registered Jun 9, 2016 (1289 days) · Other
Morgan Stanley Dw Inc. to Equitable Advisors, LLC
left Apr 18, 2005, registered Oct 3, 2012 (2725 days) · Other

Signals

Joseph Henry Westendorf left Fifth Third Securities, Inc. for U.S. Bancorp Investments, Inc. (registered 2024-10-28)
Oct 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address