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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

BOUCHEY FINANCIAL GROUP LTD

CRD 111824

TROY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8541c6b7-3096-81bb-0f9d-a5d66f847ac9

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 8
On other graphs: 0
Observed: Mar 30, 2012 to Sep 4, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $146Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 21
Advisory employees: 11
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 3,359
Individual clients: 707
High net worth clients: 483
Custody, client assets: $508M
SEC number: 801-51979
CIK: 1599054
CRD: 111824
Filings on the tape: 43
First filed: Mar 30, 2012
Latest filed: Sep 4, 2026
Organised: Corporation, DE
Website: boucheyfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARTIN XAVIER SHIELDS	Certified Financial Planner	TROY, NY \| JUPITER, FL	5	21	4	no
Harmony Dionne Wagner	Certified Financial Planner	Saratoga Springs, NY \| TROY, NY	5	10	n/a	no
Paolo Christopher LaPietra	Certified Financial Planner	TROY, NY \| Saratoga Springs, NY	5	10	1	no
STEVEN BERNARD BOUCHEY	Certified Financial Planner	TROY, NY	5	40	2	no
DAVID WARNER CLARKE	n/a	TROY, NY	4	14	n/a	no
RYAN STEVEN BOUCHEY	Certified Financial Planner	MEDFIELD, MA \| TROY, NY	3	14	2	no
VINCENZO GIOVANNI TESTA	Certified Financial Planner	TROY, NY	3	13	n/a	no
SAMANTHA BRIANNE MASEY	Certified Financial Planner	TROY, NY \| SARATOGA SPRINGS, NY	3	14	n/a	no
JOHN SAMUEL MILLET	n/a	TROY, NY	2	12	n/a	no
Scott Patrick Strohecker	Certified Financial Planner	TROY, NY	2	12	n/a	no
Catherine Elizabeth Buck	Certified Financial Planner	TROY, NY	2	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOUCHEY, LAUREN, ANNE	CLIENT RELATIONSHIP MANAGER	B	yes	09/2021	Sep 4, 2026	Sep 4, 2026
BOUCHEY, RYAN, STEVEN	CHIEF STRATEGIC OFFICER	B	yes	03/2025	Sep 4, 2026	Sep 4, 2026
BOUCHEY, STEVEN, BERNARD	President	D	yes	09/1995	Sep 4, 2026	Sep 4, 2026
CLARKE, DAVID, WARNER	CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS CHIEF FINANCIAL OFFICER	Na	yes	04/2021	Sep 4, 2026	Sep 4, 2026
SHIELDS, MARTIN, XAVIER	CHIEF WEALTH ADVISOR	B	yes	03/2022	Sep 4, 2026	Sep 4, 2026
MILLET, JOHN, SAMUEL	CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	03/2022	Mar 24, 2022	Aug 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B,M & CO. TAX SERVICE, LLC	n/a	n/a	n/a	N	yes	n/a
BOUCHEY, MILLET AND SCHAFER, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SARATOGA SPRINGS	NY	United States	7	no
Medfield	Ma	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.6B	$1.6B	21	11	4	n/a	n/a
2024	Apr 7, 2025	$1.4B	$1.4B	18	10	3	n/a	n/a
2023	Mar 22, 2024	$1.2B	$1.2B	19	19	3	n/a	n/a
2022	Mar 14, 2023	$831M	$824M	18	12	3	n/a	n/a
2021	Mar 24, 2022	$981M	$966M	17	7	3	n/a	n/a
2020	Mar 24, 2021	$733M	$720M	9	5	1	n/a	n/a
2019	Mar 25, 2020	$614M	$601M	11	7	1	n/a	n/a
2018	Mar 29, 2019	$466M	$458M	10	7	1	n/a	n/a
2017	Mar 14, 2018	$459M	$452M	8	4	1	n/a	n/a
2016	Feb 1, 2017	$341M	$335M	7	4	n/a	n/a	n/a
2015	Mar 16, 2016	$301M	$294M	6	3	n/a	n/a	n/a
2014	Mar 19, 2015	$282M	$275M	6	3	n/a	n/a	n/a
2013	Mar 14, 2014	$227M	$218M	6	3	n/a	n/a	n/a
2012	Mar 19, 2013	$158M	$150M	5	3	n/a	n/a	n/a
2011	Mar 30, 2012	$123M	$116M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.4B	14.5%	$831M	24.6%	21	18	4	3

Relationships

Registered with (12)

← Catherine Elizabeth BuckAdvisorregistration: current employment
Sep 10, 2024 to presentfactForm ADV
← Scott Patrick StroheckerAdvisorregistration: current employment
May 7, 2024 to presentfactForm ADV
← JOHN SAMUEL MILLETAdvisorregistration: current employment
Feb 16, 2024 to presentfactForm ADV
← SAMANTHA BRIANNE MASEYAdvisorregistration: current employment
Aug 2, 2023 to presentfactForm ADV
← VINCENZO GIOVANNI TESTAAdvisorregistration: current employment
Jan 17, 2023 to presentfactForm ADV
← RYAN STEVEN BOUCHEYAdvisorregistration: previous registration
Aug 27, 2021 to Oct 13, 2021factForm ADV
← DAVID WARNER CLARKEAdvisorregistration: current employment
Nov 26, 2021 to presentfactForm ADV
← STEVEN BERNARD BOUCHEYAdvisorregistration: previous registration
Mar 19, 2013 to Nov 11, 2013factForm ADV
← Paolo Christopher LaPietraAdvisorregistration: current employment
Jul 30, 2021 to presentfactForm ADV
← MARTIN XAVIER SHIELDSAdvisorregistration: previous registration
Oct 23, 2012 to Dec 31, 2017factForm ADV
← Harmony Dionne WagnerAdvisorregistration: current employment
Jul 27, 2021 to presentfactForm ADV
← Jason Michael AlonzoAdvisorregistration: previous registration
Dec 2, 2021 to Mar 15, 2022factForm ADV

Controls (4)

← BOUCHEY, STEVEN, BERNARDOwnerPRESIDENT, ownership code E, individual
Mar 30, 2012 to Aug 9, 2024factForm ADV
← CLARKE, DAVID, WARNEROwnerCHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS, ownership code NA, individual
Apr 13, 2021 to Aug 9, 2024factForm ADV
← SHIELDS, MARTIN, XAVIEROwnerCHIEF WEALTH ADVISOR, ownership code NA, individual
Mar 19, 2013 to Aug 9, 2024factForm ADV
← MILLET, JOHN, SAMUELOwnerCHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 24, 2022 to Aug 9, 2024factForm ADV

Dated events

Occurred
Mar 22, 2024
Regulatory AUM changed
Bouchey Financial Group Ltd reported RAUM $1.2B, up 40% from $830.8M (2023-09-14 to 2024-03-22)
Form ADVobserved 6 days ago
$330M
Occurred
Mar 24, 2022
Regulatory AUM changed
Bouchey Financial Group Ltd reported RAUM $980.7M, up 34% from $732.7M (2021-12-01 to 2022-03-24)
Form ADVobserved 6 days ago
$248M
Occurred
Mar 24, 2022
Control person joined
John Millet (Chief Operating Officer, Chief Financial Officer) appeared on Schedule A of Bouchey Financial Group Ltd
Form ADVobserved 6 days ago
Occurred
Mar 24, 2022
Control person left
S Ryan Bouchey (Vice President) no longer on Schedule A of Bouchey Financial Group Ltd (listed 2021-12-01, absent 2022-03-24)
Form ADVobserved 6 days ago
Occurred
Mar 15, 2022
Advisor changed firm
Jason Michael Alonzo left Bouchey Financial Group Ltd for Eagle Bay Family Office (registered 2022-09-09)
Form ADVobserved 6 days ago
Occurred
Apr 13, 2021
Control person joined
Warner David Clarke (Chief Compliance Officer, Director Of Operations) appeared on Schedule A of Bouchey Financial Group Ltd
Form ADVobserved 6 days ago
Occurred
Mar 25, 2020
Regulatory AUM changed
Bouchey Financial Group Ltd reported RAUM $614.2M, up 32% from $466.1M (2019-10-16 to 2020-03-25)
Form ADVobserved 6 days ago
$148M
Occurred
Mar 14, 2018
Regulatory AUM changed
Bouchey Financial Group Ltd reported RAUM $458.6M, up 35% from $340.8M (2017-09-20 to 2018-03-14)
Form ADVobserved 6 days ago
$118M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8541c6b7-3096-81bb-0f9d-a5d66f847ac9
First observed: Mar 30, 2012
Last observed: Sep 4, 2026 17 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BOUCHEY FINANCIAL GROUP LTD

CRD 111824

TROY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8541c6b7-3096-81bb-0f9d-a5d66f847ac9

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARTIN XAVIER SHIELDS

Certified Financial Planner

TROY, NY | JUPITER, FL

Harmony Dionne Wagner

Certified Financial Planner

Saratoga Springs, NY | TROY, NY

n/a

Paolo Christopher LaPietra

Certified Financial Planner

TROY, NY | Saratoga Springs, NY

STEVEN BERNARD BOUCHEY

Certified Financial Planner

TROY, NY

DAVID WARNER CLARKE

n/a

TROY, NY

n/a

RYAN STEVEN BOUCHEY

Certified Financial Planner

MEDFIELD, MA | TROY, NY

VINCENZO GIOVANNI TESTA

Certified Financial Planner

TROY, NY

n/a

SAMANTHA BRIANNE MASEY

Certified Financial Planner

TROY, NY | SARATOGA SPRINGS, NY

n/a

JOHN SAMUEL MILLET

n/a

TROY, NY

n/a

Scott Patrick Strohecker

Certified Financial Planner

TROY, NY

n/a

Catherine Elizabeth Buck

Certified Financial Planner

TROY, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOUCHEY, LAUREN, ANNE

CLIENT RELATIONSHIP MANAGER

yes

09/2021

Sep 4, 2026

BOUCHEY, RYAN, STEVEN

CHIEF STRATEGIC OFFICER

yes

03/2025

Sep 4, 2026

BOUCHEY, STEVEN, BERNARD

President

yes

09/1995

Sep 4, 2026

CLARKE, DAVID, WARNER

CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS CHIEF FINANCIAL OFFICER

yes

04/2021

Sep 4, 2026

SHIELDS, MARTIN, XAVIER

CHIEF WEALTH ADVISOR

yes

03/2022

Sep 4, 2026

MILLET, JOHN, SAMUEL

CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER

yes

03/2022

Mar 24, 2022

Aug 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

B,M & CO. TAX SERVICE, LLC

n/a

yes

n/a

BOUCHEY, MILLET AND SCHAFER, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SARATOGA SPRINGS

United States

Medfield

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.6B

n/a

2024

Apr 7, 2025

$1.4B

n/a

2023

Mar 22, 2024

$1.2B

n/a

2022

Mar 14, 2023

$831M

$824M

n/a

2021

Mar 24, 2022

$981M

$966M

n/a

2020

Mar 24, 2021

$733M

$720M

n/a

2019

Mar 25, 2020

$614M

$601M

n/a

2018

Mar 29, 2019

$466M

$458M

n/a

2017

Mar 14, 2018

$459M

$452M

n/a

2016

Feb 1, 2017

$341M

$335M

n/a

2015

Mar 16, 2016

$301M

$294M

n/a

2014

Mar 19, 2015

$282M

$275M

n/a

2013

Mar 14, 2014

$227M

$218M

n/a

2012

Mar 19, 2013

$158M

$150M

n/a

2011

Mar 30, 2012

$123M

$116M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.6B

$1.4B

14.5%

$831M

24.6%