DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••• F•••••••• G•••• L••
Latest filing Sep 4, 2026
First filing on the tape Mar 30, 2012 · 43 filings
SEC status approved since May 24, 1996
RAUM
$1.6B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
95%
$1.5B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$146M
derived; firm RAUM over IAPD count
Employees
21
11 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$1.6B as of Mar 27, 2026
Mar 30, 2012$123M then
HNW client RAUM$1.2B as of Mar 27, 2026
Mar 14, 2018$264M then
State-registered IARs (5.B.3)11 as of Mar 27, 2026
Mar 30, 20120 then
Employees (5.A)21 as of Mar 27, 2026
Mar 19, 20135 then
Private funds: no history
RAUM +14% over the last fiscal year+25% a year over threeIARs 10 to 11offices 3 to 4
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $146MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 108derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $478,273derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 2.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $508M, 459 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B78%
- Individuals$281M17%
- Pension and profit-sharing plans$49.9M3.1%
- Corporations and businesses$24.0M1.5%
- Charitable organizations$4.7M0.3%
- Individual clients
- 707reported
- HNW clients
- 483reported
- Pension plan clients
- 19reported
- Charitable clients
- n/areported
- Accounts
- 3,359reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $508M for 459 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• X••••• S••••••Certified Financial Planner | Troy, Ny | Jul 27, 2021 | 21 y | 4 |
| H•••••• D••••• W•••••Certified Financial Planner | Saratoga Springs, Ny | Jul 27, 2021 | 10 y | 0 |
| P•••• C••••••••• L•••••••Certified Financial Planner | Troy, Ny | Jul 30, 2021 | 10 y | 1 |
| S••••• B•••••• B••••••Certified Financial Planner | Troy, Ny | Aug 10, 2021 | 40 y | 2 |
| D•••• W••••• C••••• | Troy, Ny | Nov 26, 2021 | 14 y | 0 |
| R••• S••••• B••••••Certified Financial Planner | Medfield, Ma | Jan 11, 2023 | 14 y | 2 |
| V••••••• G••••••• T••••Certified Financial Planner | Troy, Ny | Jan 17, 2023 | 13 y | 0 |
| S••••••• B•••••• M••••Certified Financial Planner | Troy, Ny | Aug 2, 2023 | 14 y | 0 |
| J••• S••••• M••••• | Troy, Ny | Feb 16, 2024 | 12 y | 0 |
| S•••• P•••••• S•••••••••Certified Financial Planner | Troy, Ny | May 7, 2024 | 12 y | 0 |
| C•••••••• E•••••••• B•••Certified Financial Planner | Troy, Ny | Sep 10, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••• M•••••• A••••• to E•••• B•• F••••• O•••••Mar 15, 2022 · RIA to RIA
- R••• S••••• B•••••• to I••••• E••• C•••••• M••••••••• L••Oct 13, 2021 · RIA to a state-registered adviser
Joined, latest
- R••• S••••• B•••••• from I••••• E••• C•••••• M••••••••• L••Jan 11, 2023 · Other
- J•••• M•••••• A••••• from J••• M••••• I••••••••• M••••••••• I•••Dec 2, 2021 · Other
- P•••• C••••••••• L••••••• from M••••• S••••••Jul 30, 2021 · Wirehouse to independent RIA
- M••••• X••••• S•••••• from W••• F•••••••• S•••••••• I•••Oct 23, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• L•••••• A••• · Client Relationship Managercontrolsince 09/2021 · owns 10% to 25%
- B••••••• R•••• S••••• · Chief Strategic Officercontrolsince 03/2025 · owns 10% to 25%
- B••••••• S•••••• B•••••• · Presidentcontrolsince 09/1995 · owns 50% to 75%
- C•••••• D••••• W••••• · Chief Compliance Officer, Director Of Operations Chief Financial Officercontrolsince 04/2021 · owns less than 5%
- M•••••• J•••• S••••• · Chief Operating Officer, Chief Financial Officercontrolsince 03/2022 · owns less than 5%
- S••••••• M•••••• X••••• · Chief Wealth Advisorcontrolsince 03/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
- B•• • C•• T•• S••••••• L••insurancen
- B••••••• M••••• A•• S••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Troy, Ny · principal | 11 | 0 | 0 | ||
| Saratoga Springs, Ny | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Saratoga Springs, NY7 employees
- Medfield, MA1 employees
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 4, 2026B••••••• L•••••• A••• (CLIENT RELATIONSHIP MANAGER) appeared on Schedule A between the filings of 2022-03-24 and 2026-09-04peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Sep 4, 2026M•••••• J•••• S••••• (CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2022-03-24 and 2026-09-04peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Sep 4, 2026B••••••• R•••• S••••• (CHIEF STRATEGIC OFFICER) appeared on Schedule A between the filings of 2022-03-24 and 2026-09-04peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Business name · B•••••• F•••••••• G•••• L•• to B•••••• F•••••••• G••••• L•••Mar 27, 2026 to Sep 4, 2026
- Financial planning clients · 251-500 to 251-500Mar 27, 2026 to Sep 4, 2026
- Legal name · B•••••• F•••••••• G•••• L•• to B•••••• F•••••••• G••••• L•••Mar 27, 2026 to Sep 4, 2026
- Succession · false to unsetMar 27, 2026 to Sep 4, 2026
- Accounts · 3,157 to 3,359Jul 30, 2025 to Mar 27, 2026
- Advisory employees · 10 to 11Jul 30, 2025 to Mar 27, 2026
- HNW clients · 408 to 483Jul 30, 2025 to Mar 27, 2026
- Individual clients · 736 to 707Jul 30, 2025 to Mar 27, 2026
- Pension plan clients · 21 to 19Jul 30, 2025 to Mar 27, 2026
- Assets in custody · $435M to $508MJul 30, 2025 to Mar 27, 2026
- Employees · 18 to 21Jul 30, 2025 to Mar 27, 2026
- State-registered IARs · 10 to 11Jul 30, 2025 to Mar 27, 2026
- Other offices · 3 to 4Jul 30, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.4B to $1.6BJul 30, 2025 to Mar 27, 2026
- HNW RAUM · $1.0B to $1.2BJul 30, 2025 to Mar 27, 2026
- Individual RAUM · $293M to $281MJul 30, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $29.3M to $32.7MJul 30, 2025 to Mar 27, 2026
- Pension RAUM · $53.1M to $49.9MJul 30, 2025 to Mar 27, 2026
- RAUM · $1.4B to $1.6BJul 30, 2025 to Mar 27, 2026
- Financial planning clients · 251-500 to 251-500Apr 7, 2025 to Jul 30, 2025
- Accounts · 2,879 to 3,157Aug 9, 2024 to Apr 7, 2025
- Advisory employees · 19 to 10Aug 9, 2024 to Apr 7, 2025
- Corporate clients · unset to 16.0Aug 9, 2024 to Apr 7, 2025
- HNW clients · 336 to 408Aug 9, 2024 to Apr 7, 2025
- Individual clients · 735 to 736Aug 9, 2024 to Apr 7, 2025
- Pension plan clients · 27 to 21Aug 9, 2024 to Apr 7, 2025
- Assets in custody · $65.0M to $435MAug 9, 2024 to Apr 7, 2025
- Employees · 19 to 18Aug 9, 2024 to Apr 7, 2025
- Financial planning clients · 101-250 to 251-500Aug 9, 2024 to Apr 7, 2025
- State-registered IARs · 11 to 10Aug 9, 2024 to Apr 7, 2025
- Discretionary RAUM · $1.2B to $1.4BAug 9, 2024 to Apr 7, 2025
- HNW RAUM · $800M to $1.0BAug 9, 2024 to Apr 7, 2025
- Individual RAUM · $286M to $293MAug 9, 2024 to Apr 7, 2025
- Non-discretionary RAUM · $9.6M to $29.3MAug 9, 2024 to Apr 7, 2025
- Pension RAUM · $68.1M to $53.1MAug 9, 2024 to Apr 7, 2025
- RAUM · $1.2B to $1.4BAug 9, 2024 to Apr 7, 2025
- Accounts · 2,423 to 2,879Sep 14, 2023 to Mar 22, 2024
- Advisory employees · 12 to 19Sep 14, 2023 to Mar 22, 2024
- HNW clients · 224 to 336Sep 14, 2023 to Mar 22, 2024
- Individual clients · 709 to 735Sep 14, 2023 to Mar 22, 2024
Signals
8 dated events
- B•••••• F•••••••• G•••• L•• reported RAUM $1.2B, up 40% from $830.8M (2023-09-14 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- B•••••• F•••••••• G•••• L•• reported RAUM $980.7M, up 34% from $732.7M (2021-12-01 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- John Millet (Chief Operating Officer, Chief Financial Officer) appeared on Schedule A of B•••••• F•••••••• G•••• L••Mar 24, 2022 · Control person joined · fact
- S Ryan Bouchey (Vice President) no longer on Schedule A of B•••••• F•••••••• G•••• L•• (listed 2021-12-01, absent 2022-03-24)Mar 24, 2022 · Control person left · inference
- J•••• M•••••• A••••• left B•••••• F•••••••• G•••• L•• for E•••• B•• F••••• O••••• (registered 2022-09-09)Mar 15, 2022 · Advisor changed firm · fact
- Warner David Clarke (Chief Compliance Officer, Director Of Operations) appeared on Schedule A of B•••••• F•••••••• G•••• L••Apr 13, 2021 · Control person joined · fact
- B•••••• F•••••••• G•••• L•• reported RAUM $614.2M, up 32% from $466.1M (2019-10-16 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- B•••••• F•••••••• G•••• L•• reported RAUM $458.6M, up 35% from $340.8M (2017-09-20 to 2018-03-14)Mar 14, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 518-720-3333reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/B••••••-FINANCIAL-GROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••://WWW.B••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 518-720-3333reportedpublic record, Form ADV, Sep 4, 2026
- Contact form
- bouchey.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- bouchey.com/about-us/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $146Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026