DFX Intelligence

B•••• C•••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

B•••• C•••••• A•••• M••••••••• L••

CRD 160562

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:8546e35f-71a8-c68a-f1e4-3c1fd07c15ed

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 3
On other graphs: 2
Observed: Feb 14, 2012 to Mar 28, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• C•••••• A•••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

B•••• C•••••• A•••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $962M••• Locked
Discretionary RAUM: $962M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••• C•••••• P••••••• V• L•••	Private Equity Fund	$321M	Mar 29, 2024	35	Nov 17, 2016	reported	021-266069
B•••• C•••••• P••••••• V•• L•••	Private Equity Fund	$312M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• L••• N•••••	MANAGING MEMBER	B	yes	06/2010	Feb 14, 2012	Mar 29, 2024
C••• Y•••••••	MANAGING MEMBER	B	yes	06/2005	Feb 14, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• C•••••• P••••••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a
B•••• C•••••• P••••••• V• G•• L•••	n/a	n/a	n/a	N	yes	n/a
B•••• C•••••• P••••••• V• G•• L•••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	3	no
DELRAY BEACH	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$962M	$964M	-0.1%	$874M	3.3%	12	11	1	1

Relationships

Advises (9)

→ B•••• C•••••• P••••••• V•• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ B•••• C•••••• P••••••• V•••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ B•••• C•••••• P••••••• V••• L•••Private fundPrivate Equity Fund, IA
Nov 17, 2016 to presentfactForm ADV
→ B•••• C•••••• P••••••• I•• L•••

Dated events

Occurred
Mar 30, 2023
Control person joined
James Kurtis Pilecki (Managing Member) appeared on Schedule A of B•••• C•••••• A•••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
B•••• C•••••• A•••• M••••••••• L•• reported RAUM $899.8M, up 28% from $701.6M (2021-09-22 to 2022-03-31)
Form ADVobserved 7 days ago
$198M
Occurred
Mar 31, 2021
Regulatory AUM changed
B•••• C•••••• A•••• M••••••••• L•• reported RAUM $701.6M, up 33% from $525.7M (2020-03-30 to 2021-03-31)
Form ADVobserved 7 days ago
$176M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8546e35f-71a8-c68a-f1e4-3c1fd07c15ed
First observed: Feb 14, 2012
Last observed: Mar 28, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.