DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• C•••••• A•••• M••••••••• L••
Latest filing Mar 28, 2026
First filing on the tape Feb 14, 2012 · 24 filings
SEC status approved since Mar 29, 2012
RAUM
$962M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$962M as of Mar 28, 2026
Apr 1, 2013$299M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2026
Apr 1, 20130 then
Employees (5.A)12 as of Mar 28, 2026
Apr 1, 20135 then
Private funds5 as of Mar 28, 2026
Apr 1, 20135 then
RAUM -0.1% over the last fiscal year+3.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $192MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $962M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$962M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $962M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••• C•••••• P••••••• V• L••• | Private Equity Fund | $321M | 35 | Nov 17, 2016 |
| B•••• C•••••• P••••••• V•• L••• | Private Equity Fund | $312M | 28 | Mar 31, 2022 |
| B•••• C•••••• P••••••• I•• L••• | Private Equity Fund | $180M | 33 | Apr 1, 2013 |
| B•••• C•••••• P••••••• I••••• L•••no longer reported | Private Equity Fund | $58.4M | 2 | Feb 14, 2012 |
| B•••• C•••••• P••••••• V•••• L••• | Private Equity Fund | $45.1M | 3 | Mar 31, 2022 |
| B•••• C•••••• P••••••• V••• L••• | Private Equity Fund | $29.8M | 4 | Nov 17, 2016 |
| B•••• C•••••• S••••••••• E••••• P•••••••• L•• | Private Equity Fund | $6.0M | 3 | Feb 14, 2012 |
| B•••• C•••••• E••••• P••••••• I••• L•••no longer reported | Private Equity Fund | $597,739 | 2 | Feb 14, 2012 |
| B•••• C•••••• E••••• P••••••• I••• L•••no longer reported | Private Equity Fund | $119,548 | 4 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• L••• N••••• · Managing Membercontrolsince 06/2010 · owns 10% to 25%
- C••• Y••••••• · Managing Membercontrolsince 06/2005 · owns 10% to 25%
- H••••••••• A••••••• T••• · Managing Membercontrolsince 09/2013 · owns 10% to 25%
- M••••••••• P••••• S•••• · Managing Membercontrolsince 01/2009 · owns 10% to 25%
- P••••••• K•••••• J•••• · Managing Membercontrolsince 07/2022 · owns 10% to 25%
- T•••••••• D••••••• B•••• · Managing Membercontrolsince 01/2003 · owns 10% to 25%
- H•••••••• R••••••• A•••• · Chief Compliance Officersince 03/2014 · owns less than 5%
Related persons
Schedule D 7.A
- B•••• C•••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- B•••• C•••••• P••••••• V• G•• L•••pooled vehicle sponsorn
- B•••• C•••••• P••••••• V• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
- Delray Beach, FL1 employees
What changed
consecutive filings, newest first
- Assets in custody · $964M to $962MJul 10, 2025 to Mar 28, 2026
- Employees · 11 to 12Jul 10, 2025 to Mar 28, 2026
- Discretionary RAUM · $964M to $962MJul 10, 2025 to Mar 28, 2026
- Pooled vehicle RAUM · $964M to $962MJul 10, 2025 to Mar 28, 2026
- RAUM · $964M to $962MJul 10, 2025 to Mar 28, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 10, 2025
- Advisory employees · 12 to 11Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $888M to $964MMar 29, 2024 to Mar 28, 2025
- Employees · 12 to 11Mar 29, 2024 to Mar 28, 2025
- Other offices · 2 to 1Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $888M to $964MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $888M to $964MMar 29, 2024 to Mar 28, 2025
- RAUM · $888M to $964MMar 29, 2024 to Mar 28, 2025
- Accounts · 6 to 5Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 11 to 12Mar 30, 2023 to Mar 29, 2024
- Pooled vehicle clients · 6 to 5Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $874M to $888MMar 30, 2023 to Mar 29, 2024
- Employees · 11 to 12Mar 30, 2023 to Mar 29, 2024
- Private funds · 6 to 5Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $868M to $888MMar 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $6.0M to $0Mar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $874M to $888MMar 30, 2023 to Mar 29, 2024
- RAUM · $874M to $888MMar 30, 2023 to Mar 29, 2024
- Advisory employees · 13 to 11Jul 14, 2022 to Mar 30, 2023
- Assets in custody · $900M to $874MJul 14, 2022 to Mar 30, 2023
- Employees · 13 to 11Jul 14, 2022 to Mar 30, 2023
- Discretionary RAUM · $894M to $868MJul 14, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $6.0M to $6.0MJul 14, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $900M to $874MJul 14, 2022 to Mar 30, 2023
- RAUM · $900M to $874MJul 14, 2022 to Mar 30, 2023
- Advisory employees · 11 to 13Sep 22, 2021 to Mar 31, 2022
- Assets in custody · $702M to $900MSep 22, 2021 to Mar 31, 2022
- Employees · 11 to 13Sep 22, 2021 to Mar 31, 2022
- Discretionary RAUM · $695M to $894MSep 22, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $6.6M to $6.0MSep 22, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $702M to $900MSep 22, 2021 to Mar 31, 2022
- RAUM · $702M to $900MSep 22, 2021 to Mar 31, 2022
- Other offices · 1 to 2Mar 31, 2021 to Sep 22, 2021
- Assets in custody · $526M to $702MMar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $518M to $695MMar 30, 2020 to Mar 31, 2021
Signals
3 dated events
- James Kurtis Pilecki (Managing Member) appeared on Schedule A of B•••• C•••••• A•••• M••••••••• L••Mar 30, 2023 · Control person joined · fact
- B•••• C•••••• A•••• M••••••••• L•• reported RAUM $899.8M, up 28% from $701.6M (2021-09-22 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- B•••• C•••••• A•••• M••••••••• L•• reported RAUM $701.6M, up 33% from $525.7M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- B•••• C•••••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B•••• C•••••• A•••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- B••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (310) 260-6572reportedpublic record, Form ADV, Mar 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026