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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

AMANDA L VIGIL

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DENVER, CO

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Search this name across graphsid dfx:ria:8550b27a-e516-f5e0-155b-acdbbf6dea0d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 13, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Dec 13, 2019
First registration: Dec 13, 2019
Dual registered: yes, broker-dealer
Other names: Amanda Lea Vigil|Mandy Vigil|Amanda Vigil|AMANDA L VIGIL|Amanda Trujillo|Amanda L Trujillo|Amanda Lea Trujillo|Mandy Vigil|Mandy L Vigil|Mandy Lea Vigil
IAPD individual key: 6978576

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 14, 2025	n/a	yes	DENVER, CO	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 2, 2022	Jan 23, 2025	no	Lincoln, NE	Previous registration
MORGAN STANLEY	Wirehouse	Mar 18, 2020	Feb 22, 2022	no	Greenwood Village, CO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 13, 2019	Mar 17, 2020	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 23, 2025	Jan 14, 2025	-9	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Feb 22, 2022	Mar 2, 2022	8	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Mar 17, 2020	Mar 18, 2020	1	Firm change	Wirehouse to wirehouse

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 2, 2022 to Jan 23, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 18, 2020 to Feb 22, 2022factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
Amanda L Vigil left Ubs Financial Services Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-01-14)
Form ADVobserved 5 days ago
Occurred
Feb 22, 2022
Advisor changed firm
Amanda L Vigil left Morgan Stanley for Ubs Financial Services Inc. (registered 2022-03-02)
Form ADVobserved 5 days ago