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RIA / WealthAdvisorCertified Financial Planner14 years in industry

ALAN CORBIN CLUVERIUS

Advisor at MARINER

Tulsa, OK | Topping, VA

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Search this name across graphsid dfx:ria:8556b337-e75e-b8f3-0a49-c3adae74382b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Dec 14, 2011
First registration: Jan 1, 2012
Dual registered: no
IAPD individual key: 5993543

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Apr 15, 2025	n/a	yes	Tulsa, OK\|Topping, VA	Current employment
FISHER INVESTMENTS	Independent wealth	Jan 9, 2018	Jan 23, 2025	no	PLANO, TX\|PLANO, TX	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 9, 2014	Dec 7, 2017	no	MIDLOTHIAN, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2012	Sep 17, 2013	no	RICHMOND, VA\|RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	Mariner	Jan 23, 2025	Apr 15, 2025	82	Firm change	RIA to ibd
SECURIAN FINANCIAL SERVICES, INC.	FISHER INVESTMENTS	Dec 7, 2017	Jan 9, 2018	33	Firm change	Other
WELLS FARGO ADVISORS	SECURIAN FINANCIAL SERVICES, INC.	Sep 17, 2013	Sep 9, 2014	357	Firm change	Other

Relationships

Registered with (4)

→ MARINERRegistered adviserregistration: current employment
Apr 15, 2025 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jan 9, 2018 to Jan 23, 2025factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 9, 2014 to Dec 7, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2012 to Sep 17, 2013factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
Alan Corbin Cluverius left Fisher Investments for Mariner (registered 2025-04-15)
Form ADVobserved 6 days ago