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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

CHRISTOPHER PETER PROVO

Advisor at THE PATRIOT FINANCIAL GROUP, LLC

Chattanooga, TN | SHREWSBURY, MA | WALPOLE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:855f19f0-1d32-2096-01e1-1fe7e7e44c8e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE PATRIOT FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Oct 19, 1992
First registration: Mar 12, 2000
Dual registered: yes, broker-dealer
Other names: CHRIS PROVO
IAPD individual key: 2249904

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE PATRIOT FINANCIAL GROUP, LLC	Independent wealth	Oct 3, 2014	n/a	yes	SHREWSBURY, MA\|WALPOLE, MA\|Chattanooga, TN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 9, 2009	Oct 28, 2015	no	SHREWSBURY, MA\|CHARLOTTE, NC\|SHREWSBURY, MA\|WORCESTER, MA\|AUBURN, MA	Previous registration
INDEPENDENT ADVISERS GROUP CORP	Former SEC adviser	May 21, 2002	Sep 28, 2004	no	WORCESTER, MA	Previous registration
OSAIC FS, INC.	Former SEC adviser	Mar 12, 2000	Feb 27, 2009	no	SHREWSBURY, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	THE PATRIOT FINANCIAL GROUP, LLC	Oct 28, 2015	Oct 3, 2014	-390	Firm change after gap	Other
OSAIC FS, INC.	INDEPENDENT ADVISERS GROUP CORP	Feb 27, 2009	May 21, 2002	-2,474	Firm change after gap	Other
INDEPENDENT ADVISERS GROUP CORP	LPL FINANCIAL LLC	Sep 28, 2004	Mar 9, 2009	1,623	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:172470:MA:2015-10-21	Oct 28, 2015	Oct 3, 2014	AUBURN, MA	Firm change after gap

Relationships

Registered with (4)

→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Oct 3, 2014 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 9, 2009 to Oct 28, 2015factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Mar 12, 2000 to Feb 27, 2009factForm ADV
→ INDEPENDENT ADVISERS GROUP CORPRegistered adviserregistration: previous registration
May 21, 2002 to Sep 28, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:855f19f0-1d32-2096-01e1-1fe7e7e44c8e
First observed: Mar 12, 2000
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHRISTOPHER PETER PROVO

Advisor at THE PATRIOT FINANCIAL GROUP, LLC

Chattanooga, TN | SHREWSBURY, MA | WALPOLE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:855f19f0-1d32-2096-01e1-1fe7e7e44c8e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

THE PATRIOT FINANCIAL GROUP, LLC

Independent wealth

Oct 3, 2014

n/a

yes

SHREWSBURY, MA|WALPOLE, MA|Chattanooga, TN

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Mar 9, 2009

Oct 28, 2015

SHREWSBURY, MA|CHARLOTTE, NC|SHREWSBURY, MA|WORCESTER, MA|AUBURN, MA

Previous registration

INDEPENDENT ADVISERS GROUP CORP

Former SEC adviser

May 21, 2002

Sep 28, 2004

WORCESTER, MA

Previous registration

OSAIC FS, INC.

Former SEC adviser

Mar 12, 2000

Feb 27, 2009

SHREWSBURY, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

THE PATRIOT FINANCIAL GROUP, LLC

Oct 28, 2015

Oct 3, 2014

-390

Firm change after gap

Other

OSAIC FS, INC.

INDEPENDENT ADVISERS GROUP CORP

Feb 27, 2009

May 21, 2002

-2,474

Firm change after gap

Other

INDEPENDENT ADVISERS GROUP CORP

LPL FINANCIAL LLC

Sep 28, 2004

Mar 9, 2009

1,623

Firm change after gap

Other

Team

Left

Joined

From

Kind

6413:172470:MA:2015-10-21

Oct 28, 2015

Oct 3, 2014

AUBURN, MA

Firm change after gap