RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• P•••• P••••
- T•• P•••••• F•••••••• G••••• L•• i••••••••• wealth currentsince Oct 3, 2014 · Shrewsbury, Ma
- L•• F•••••••• L•• BD affiliatedMar 9, 2009 to Oct 28, 2015 · Shrewsbury, Ma
- I••••••••• A••••••• G•••• C••• formerMay 21, 2002 to Sep 28, 2004 · Worcester, Ma
- O•••• F•• I••• formerMar 12, 2000 to Feb 27, 2009 · Shrewsbury, Ma
- L•• F•••••••• L•• to T•• P•••••• F•••••••• G••••• L••left Oct 28, 2015, registered Oct 3, 2014 (-390 days) · Other · moved with a team
- O•••• F•• I••• to I••••••••• A••••••• G•••• C•••left Feb 27, 2009, registered May 21, 2002 (-2474 days) · Other
- I••••••••• A••••••• G•••• C••• to L•• F•••••••• L••left Sep 28, 2004, registered Mar 9, 2009 (1623 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address