DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JASON MARC ALTMAN

Advisor at CETERA INVESTMENT ADVISERS LLC

BOYNTON BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:856cb31a-b2d6-9ad0-95d6-82565f2ff391

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Dec 24, 1998
First registration: Mar 8, 2000
Dual registered: yes, broker-dealer
Other names: JASON MARC ALTMAN
IAPD individual key: 3152114

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 28, 2024	n/a	yes	BOYNTON BEACH, FL	Current employment
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jan 12, 2005	Oct 3, 2016	no	LYNNFIELD, MA\|BOYNTON BEACH, FL\|GILFORD, NH\|MADISON, FL	Previous registration
EASTERN POINT ADVISORS INC.	n/a	Jun 23, 2003	Dec 31, 2004	no	BOYNTON BEACH, FL	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Mar 8, 2000	Jul 14, 2003	no	BOYNTON BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTORS CAPITAL ADVISORY	CETERA INVESTMENT ADVISERS LLC	Oct 3, 2016	Mar 28, 2024	2,733	Bulk transfer	Other
EASTERN POINT ADVISORS INC.	INVESTORS CAPITAL ADVISORY	Dec 31, 2004	Jan 12, 2005	12	Bulk transfer	Other
AVANTAX ADVISORY SERVICES	EASTERN POINT ADVISORS INC.	Jul 14, 2003	Jun 23, 2003	-21	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 28, 2024 to presentfactForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jan 12, 2005 to Oct 3, 2016factForm ADV
→ EASTERN POINT ADVISORS INC.Registered adviserregistration: previous registration
Jun 23, 2003 to Dec 31, 2004factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 8, 2000 to Jul 14, 2003factForm ADV

Dated events

No dated event names this entity yet.