RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••• A•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 28, 2024 · Boynton Beach, Fl
- I•••••••• C•••••• A••••••• formerJan 12, 2005 to Oct 3, 2016 · Lynnfield, Ma
- E•••••• P•••• A••••••• I••• unclassifiedJun 23, 2003 to Dec 31, 2004 · Boynton Beach, Fl
- A•••••• A••••••• S••••••• formerMar 8, 2000 to Jul 14, 2003 · Boynton Beach, Fl
- I•••••••• C•••••• A••••••• to C••••• I••••••••• A••••••• L••left Oct 3, 2016, registered Mar 28, 2024 (2733 days) · corporate re-registration, not a move
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Dec 31, 2004, registered Jan 12, 2005 (12 days) · corporate re-registration, not a move
- A•••••• A••••••• S••••••• to E•••••• P•••• A••••••• I•••left Jul 14, 2003, registered Jun 23, 2003 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address