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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BLUE CAPITAL

BLUE CAPITAL, INC., CRD 304083

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:856e7db8-bed1-93bd-1a17-0fc03557a998

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 30, 2021 to Mar 19, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $201MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $201M
Private client RAUM: $201MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $50.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,170
Individual clients: 391
High net worth clients: 52
Custody, client assets: $744,385
SEC number: 801-121357
CRD: 304083
Filings on the tape: 12
First filed: Apr 30, 2021
Latest filed: Mar 19, 2026
Organised: Corporation, NE
Website: bluecapitalwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY ALLEN BERSTLER	n/a	LINCOLN, NE \| OMAHA, NE	6	29	3	no
BRADLEY JAMES KINGSBURY	n/a	ELKHORN, NE \| OMAHA, NE	6	26	2	no
AGUSTIN JAY MOLINA	n/a	OMAHA, NE	6	17	2	no
MICHAEL JOHN HEREK	n/a	OMAHA, NE	0	25	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HEREK, MICHAEL, JOHN	MANAGING MEMBER	D	yes	01/2018	Apr 30, 2021	Jul 17, 2024
MOLINA, AGUSTIN, JAY	MANAGING MEMBER & CCO	D	yes	01/2018	Apr 30, 2021	Jul 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BLUE CAPITAL INSURANCE	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Elkhorn	Ne	United States	1	no
Lincoln	Ne	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$201M	$201M	7	4	2	n/a	n/a
2024	Mar 25, 2025	$209M	$209M	7	4	2	n/a	n/a
2023	Mar 18, 2024	$188M	$188M	7	4	2	n/a	n/a
2022	Mar 18, 2023	$171M	$171M	7	4	2	n/a	n/a
2021	Mar 24, 2022	$133M	$133M	7	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$201M	$209M	-3.8%	$171M	5.4%	7	7	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAPITAL SYNERGY PARTNERS	4	Nov 12, 2019	Dec 10, 2025	OMAHA, NE	Team lift out	RIA to RIA	21.1%

Relationships

Registered with (4)

← MICHAEL JOHN HEREKAdvisorregistration: current employment
Dec 10, 2025 to presentfactForm ADV
← AGUSTIN JAY MOLINAAdvisorregistration: current employment
Jun 18, 2020 to presentfactForm ADV
← GREGORY ALLEN BERSTLERAdvisorregistration: current employment
Nov 18, 2019 to presentfactForm ADV
← BRADLEY JAMES KINGSBURYAdvisorregistration: current employment
Nov 18, 2019 to presentfactForm ADV

Moved with (1)

← CAPITAL SYNERGY PARTNERSRegistered adviser4 advisors, team lift out, same day
Nov 12, 2019 to Dec 10, 2025factForm ADV

Controls (2)

← HEREK, MICHAEL, JOHNOwnerMANAGING MEMBER, ownership code D, individual
Apr 30, 2021 to Jul 17, 2024factForm ADV
← MOLINA, AGUSTIN, JAYOwnerMANAGING MEMBER & CCO, ownership code D, individual
Apr 30, 2021 to Jul 17, 2024factForm ADV

Dated events

Occurred
Apr 30, 2021
First Form ADV filing
Blue Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:856e7db8-bed1-93bd-1a17-0fc03557a998
First observed: Apr 30, 2021
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BLUE CAPITAL

BLUE CAPITAL, INC., CRD 304083

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:856e7db8-bed1-93bd-1a17-0fc03557a998

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY ALLEN BERSTLER

n/a

LINCOLN, NE | OMAHA, NE

BRADLEY JAMES KINGSBURY

n/a

ELKHORN, NE | OMAHA, NE

AGUSTIN JAY MOLINA

n/a

OMAHA, NE

MICHAEL JOHN HEREK

n/a

OMAHA, NE

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HEREK, MICHAEL, JOHN

MANAGING MEMBER

yes

01/2018

Apr 30, 2021

Jul 17, 2024

MOLINA, AGUSTIN, JAY

MANAGING MEMBER & CCO

yes

01/2018

Apr 30, 2021

Jul 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BLUE CAPITAL INSURANCE

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Elkhorn

United States

Lincoln

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$201M

n/a

2024

Mar 25, 2025

$209M

n/a

2023

Mar 18, 2024

$188M

n/a

2022

Mar 18, 2023

$171M

n/a

2021

Mar 24, 2022

$133M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$201M

$209M

-3.8%

$171M

5.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAPITAL SYNERGY PARTNERS

Nov 12, 2019

Dec 10, 2025

OMAHA, NE

Team lift out

RIA to RIA

21.1%