DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• C••••••
Legal name B••• C••••••• I•••
Latest filing Mar 19, 2026
First filing on the tape Apr 30, 2021 · 12 filings
SEC status approved since May 28, 2021
RAUM
$201M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$201M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$50.2M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$201M as of Mar 19, 2026
Mar 24, 2022$133M then
HNW client RAUM$104M as of Mar 19, 2026
Mar 24, 2022$74.1M then
State-registered IARs (5.B.3)4 as of Mar 19, 2026
Mar 24, 20224 then
Employees (5.A)7 as of Mar 19, 2026
Mar 24, 20227 then
Private funds: no history
RAUM -3.8% over the last fiscal year+5.4% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $50.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 111derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $171,640derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $744,385, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$104M52%
- Individuals$97.1M48%
- Individual clients
- 391reported
- HNW clients
- 52reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,170reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $744,385 for 2 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• A•••• B••••••• | Lincoln, Ne | Nov 18, 2019 | 29 y | 3 |
| B•••••• J•••• K•••••••• | Elkhorn, Ne | Nov 18, 2019 | 26 y | 2 |
| A•••••• J•• M••••• | Omaha, Ne | Jun 18, 2020 | 17 y | 2 |
| M•••••• J••• H•••• | Omaha, Ne | Dec 10, 2025 | 25 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• J••• H•••• from C•••••• S•••••• P•••••••Dec 10, 2025 · RIA to RIA
- A•••••• J•• M••••• from C•••••• S•••••• P•••••••Jun 18, 2020 · RIA to RIA
- G•••••• A•••• B••••••• from C•••••• S•••••• P•••••••Nov 18, 2019 · RIA to RIA
- B•••••• J•••• K•••••••• from C•••••• S•••••• P•••••••Nov 18, 2019 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from C•••••• S•••••• P•••••••Nov 12, 2019 · Omaha, Ne
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• M••••••• J••• · Managing Membercontrolsince 01/2018 · owns 50% to 75%
- M•••••• A••••••• J•• · Managing Member & Ccocontrolsince 01/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
- B••• C•••••• I••••••••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Omaha, Ne · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Elkhorn, NE1 employees
- Lincoln, NE1 employees
What changed
consecutive filings, newest first
- Accounts · 1,201 to 1,170Mar 25, 2025 to Mar 19, 2026
- HNW clients · 54 to 52Mar 25, 2025 to Mar 19, 2026
- Individual clients · 385 to 391Mar 25, 2025 to Mar 19, 2026
- Assets in custody · $669,843 to $744,385Mar 25, 2025 to Mar 19, 2026
- Discretionary RAUM · $209M to $201MMar 25, 2025 to Mar 19, 2026
- HNW RAUM · $126M to $104MMar 25, 2025 to Mar 19, 2026
- Individual RAUM · $82.7M to $97.1MMar 25, 2025 to Mar 19, 2026
- RAUM · $209M to $201MMar 25, 2025 to Mar 19, 2026
- Accounts · 1,194 to 1,201Jul 17, 2024 to Mar 25, 2025
- HNW clients · 75 to 54Jul 17, 2024 to Mar 25, 2025
- Individual clients · 429 to 385Jul 17, 2024 to Mar 25, 2025
- Assets in custody · $687,554 to $669,843Jul 17, 2024 to Mar 25, 2025
- Financial planning clients · 51-100 to 0Jul 17, 2024 to Mar 25, 2025
- Discretionary RAUM · $188M to $209MJul 17, 2024 to Mar 25, 2025
- HNW RAUM · $111M to $126MJul 17, 2024 to Mar 25, 2025
- Individual RAUM · $77.2M to $82.7MJul 17, 2024 to Mar 25, 2025
- RAUM · $188M to $209MJul 17, 2024 to Mar 25, 2025
- HNW RAUM · $110M to $111MMar 18, 2024 to Jul 17, 2024
- Individual RAUM · $77.2M to $77.2MMar 18, 2024 to Jul 17, 2024
- Accounts · 1,247 to 1,194Mar 31, 2023 to Mar 18, 2024
- HNW clients · 74 to 75Mar 31, 2023 to Mar 18, 2024
- Individual clients · 345 to 429Mar 31, 2023 to Mar 18, 2024
- Assets in custody · $37.4M to $687,554Mar 31, 2023 to Mar 18, 2024
- Financial planning clients · 1-10 to 51-100Mar 31, 2023 to Mar 18, 2024
- Discretionary RAUM · $171M to $188MMar 31, 2023 to Mar 18, 2024
- HNW RAUM · $106M to $110MMar 31, 2023 to Mar 18, 2024
- Individual RAUM · $64.5M to $77.2MMar 31, 2023 to Mar 18, 2024
- RAUM · $171M to $188MMar 31, 2023 to Mar 18, 2024
- Accounts · 1,112 to 1,247Apr 5, 2022 to Mar 18, 2023
- Individual clients · 357 to 345Apr 5, 2022 to Mar 18, 2023
- Assets in custody · $0 to $37.4MApr 5, 2022 to Mar 18, 2023
- Financial planning clients · 26-50 to 1-10Apr 5, 2022 to Mar 18, 2023
- Discretionary RAUM · $133M to $171MApr 5, 2022 to Mar 18, 2023
- HNW RAUM · $74.1M to $106MApr 5, 2022 to Mar 18, 2023
- Individual RAUM · $58.3M to $64.5MApr 5, 2022 to Mar 18, 2023
- RAUM · $133M to $171MApr 5, 2022 to Mar 18, 2023
- Accounts · 907 to 1,112Aug 6, 2021 to Mar 24, 2022
- Charity clients · unset to 0.0Aug 6, 2021 to Mar 24, 2022
- Corporate clients · unset to 0.0Aug 6, 2021 to Mar 24, 2022
- HNW clients · 286 to 74Aug 6, 2021 to Mar 24, 2022
Signals
1 dated events
- B••• C•••••• filed its initial SEC registration (Form ADV)Apr 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 402-502-9322reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- bluecapitalwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (402) 932-0131reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026