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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CULLEN INVESTMENT GROUP

CULLEN INVESTMENT GROUP, LTD., CRD 18266

LAFAYETTE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:857b5042-4191-9b9b-bab6-bc3b1989947d

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2012 to Mar 24, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $910MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $910M
Private client RAUM: $873MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $152Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,499
Individual clients: 369
High net worth clients: 236
SEC number: 801-61265
CIK: 797203
CRD: 18266
Filings on the tape: 24
First filed: Mar 15, 2012
Latest filed: Mar 24, 2026
Organised: Corporation, LA
Website: cullenonline.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEPHEN LLOYD NICKEL	Certified Financial Planner	LAFAYETTE, LA	22	25	1	no
DAVID CULLEN BORDES	n/a	LAFAYETTE, LA	12	42	n/a	no
ANNE CLARK GAIENNIE	Certified Financial Planner	Broussard, LA	1	22	1	no
KATELYN JANE DUBUC	n/a	Lafayette, LA	1	13	1	no
MICHAEL JOSEPH DOISE	Certified Financial Planner\|Chartered Financial Analyst	Lafayette, LA	1	12	1	no
James David Hammond	n/a	Lafayette, LA	1	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BORDES, DAVID CULLEN	PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, SUPERVISORY PRINCIPAL OF BRANCH OFFICES	D	yes	10/1986	Mar 15, 2012	Mar 15, 2024
NICKEL, STEPHEN LLOYD	VICE PRESIDENT AND DIRECT OWNER	C	no	01/2017	Jan 18, 2017	Mar 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANNE GAIENNIE	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Crowley	La	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$910M	$910M	11	5	1	n/a	n/a
2024	Feb 24, 2025	$795M	$795M	9	6	1	n/a	n/a
2023	Mar 15, 2024	$675M	$675M	7	5	1	n/a	n/a
2022	Mar 9, 2023	$552M	$552M	5	4	1	n/a	n/a
2021	Mar 9, 2022	$596M	$596M	5	4	1	n/a	n/a
2020	Mar 22, 2021	$543M	$543M	6	5	1	n/a	n/a
2019	Mar 30, 2020	$431M	$431M	6	5	1	n/a	n/a
2018	Feb 27, 2019	$377M	$377M	6	5	1	n/a	n/a
2017	Mar 15, 2018	$335M	$335M	6	4	1	n/a	n/a
2016	Jan 18, 2017	$262M	$262M	6	4	n/a	n/a	n/a
2015	Mar 16, 2016	$246M	$246M	6	3	n/a	n/a	n/a
2014	Mar 19, 2015	$249M	$249M	6	3	n/a	n/a	n/a
2013	Feb 21, 2014	$205M	$205M	5	3	n/a	n/a	n/a
2012	Mar 13, 2013	$175M	$175M	5	3	n/a	n/a	n/a
2011	Mar 15, 2012	$163M	$163M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$910M	$795M	14.4%	$552M	18.1%	11	9	1	1

Relationships

Registered with (8)

← MICHAEL JOSEPH DOISEAdvisorregistration: previous registration
Oct 12, 2023 to Oct 16, 2024factForm ADV
← James David HammondAdvisorregistration: previous registration
Oct 10, 2024 to Oct 16, 2024factForm ADV
← ANNE CLARK GAIENNIEAdvisorregistration: previous registration
Jun 1, 2010 to Oct 16, 2024factForm ADV
← KATELYN JANE DUBUCAdvisorregistration: previous registration
May 8, 2017 to Oct 16, 2024factForm ADV
← DAVID CULLEN BORDESAdvisorregistration: current employment
Dec 17, 2013 to presentfactForm ADV
← STEPHEN LLOYD NICKELAdvisorregistration: current employment
Sep 30, 2003 to presentfactForm ADV
← GEORGE WHITFIELD HOLLANDAdvisorregistration: previous registration
Oct 16, 2007 to Jul 10, 2009factForm ADV
← THERESA MARIE AGUILLARDAdvisorregistration: previous registration
Oct 2, 2003 to Apr 11, 2005factForm ADV

Owns (1)

← NICKEL, STEPHEN LLOYDOwnerVICE PRESIDENT AND DIRECT OWNER, ownership code C, individual
Jan 18, 2017 to Mar 15, 2024factForm ADV

Controls (1)

← BORDES, DAVID CULLENOwnerPRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, SUPERVISORY PRINCIPAL OF BRANCH OFFICES, ownership code D, individual
Mar 15, 2012 to Mar 15, 2024factForm ADV

Dated events

Occurred
Mar 22, 2021
Regulatory AUM changed
Cullen Investment Group reported RAUM $542.6M, up 26% from $431.2M (2020-06-30 to 2021-03-22)
Form ADVobserved 6 days ago
$111M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:857b5042-4191-9b9b-bab6-bc3b1989947d
First observed: Mar 15, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CULLEN INVESTMENT GROUP

CULLEN INVESTMENT GROUP, LTD., CRD 18266

LAFAYETTE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:857b5042-4191-9b9b-bab6-bc3b1989947d

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEPHEN LLOYD NICKEL

Certified Financial Planner

LAFAYETTE, LA

DAVID CULLEN BORDES

n/a

LAFAYETTE, LA

n/a

ANNE CLARK GAIENNIE

Certified Financial Planner

Broussard, LA

KATELYN JANE DUBUC

n/a

Lafayette, LA

MICHAEL JOSEPH DOISE

Certified Financial Planner|Chartered Financial Analyst

Lafayette, LA

James David Hammond

n/a

Lafayette, LA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BORDES, DAVID CULLEN

PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, SUPERVISORY PRINCIPAL OF BRANCH OFFICES

yes

10/1986

Mar 15, 2012

Mar 15, 2024

NICKEL, STEPHEN LLOYD

VICE PRESIDENT AND DIRECT OWNER

01/2017

Jan 18, 2017

Mar 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANNE GAIENNIE

n/a

City

State

Country

Employees

Also broker-dealer

Crowley

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$910M

n/a

2024

Feb 24, 2025

$795M

n/a

2023

Mar 15, 2024

$675M

n/a

2022

Mar 9, 2023

$552M

n/a

2021

Mar 9, 2022

$596M

n/a

2020

Mar 22, 2021

$543M

n/a

2019

Mar 30, 2020

$431M

n/a

2018

Feb 27, 2019

$377M

n/a

2017

Mar 15, 2018

$335M

n/a

2016

Jan 18, 2017

$262M

n/a

2015

Mar 16, 2016

$246M

n/a

2014

Mar 19, 2015

$249M

n/a

2013

Feb 21, 2014

$205M

n/a

2012

Mar 13, 2013

$175M

n/a

2011

Mar 15, 2012

$163M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$910M

$795M

14.4%

$552M

18.1%