DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• I••••••••• G••••
Legal name C••••• I••••••••• G••••• L•••
Latest filing Mar 24, 2026
First filing on the tape Mar 15, 2012 · 24 filings
SEC status approved since Jul 9, 2002
RAUM
$910M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$873M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$152M
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$910M as of Mar 24, 2026
Mar 15, 2012$163M then
HNW client RAUM$784M as of Mar 24, 2026
Mar 15, 2018$242M then
State-registered IARs (5.B.3)6 as of Mar 24, 2026
Mar 15, 20120 then
Employees (5.A)11 as of Mar 24, 2026
Mar 13, 20135 then
Private funds: no history
RAUM +14% over the last fiscal year+18% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $152MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 101derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $607,039derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$784M86%
- Individuals$89.6M9.8%
- Charitable organizations$33.9M3.7%
- Corporations and businesses$2.9M0.3%
- Individual clients
- 369reported
- HNW clients
- 236reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 1,499reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• L•••• N•••••Certified Financial Planner | Lafayette, La | Sep 30, 2003 | 25 y | 1 |
| D•••• C••••• B••••• | Lafayette, La | Dec 17, 2013 | 42 y | 0 |
| A••• C•••• G•••••••Certified Financial Planner | Broussard, La | Dec 18, 2024 | 22 y | 1 |
| K•••••• J••• D•••• | Lafayette, La | Dec 18, 2024 | 13 y | 1 |
| M•••••• J••••• D••••Certified Financial Planner, Chartered Financial Analyst | Lafayette, La | Dec 20, 2024 | 12 y | 1 |
| J•••• D•••• H•••••• | Lafayette, La | Dec 20, 2024 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- G••••• W•••••••• H•••••• to B•• A•••••••• L••Jul 10, 2009 · Other
- T•••••• M•••• A•••••••• to A•••••••• W••••• M••••••••• L•••••Apr 11, 2005 · Other
Joined, latest
- T•••••• M•••• A•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 2, 2003 · Other
- S•••••• L•••• N••••• from A••••••• G•••••• S••••••••• I•••••••••Sep 30, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• D•••• C••••• · President, Finop, Chief Compliance Officer, Supervisory Principal Of Branch Officescontrolsince 10/1986 · owns 50% to 75%
- N•••••• S•••••• L•••• · Vice President And Direct Ownersince 01/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
- A••• G•••••••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lafayette, La · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Crowley, LA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 24, 2026financial planning (Item 5.G.1): no on the filing of 2025-07-10, yes on the filing of 2026-03-24peers: independent wealth managers, $500M to $1B (1,482)
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 66.0% to 86.0% between the annual amendments of 2025-02-24 and 2026-03-24peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 1,424 to 1,499Jul 10, 2025 to Mar 24, 2026
- Advisory employees · 6 to 5Jul 10, 2025 to Mar 24, 2026
- Advisory activities · 1 to 2Jul 10, 2025 to Mar 24, 2026
- Charity clients · unset to 6.0Jul 10, 2025 to Mar 24, 2026
- Corporate clients · 5.0 to unsetJul 10, 2025 to Mar 24, 2026
- HNW clients · 165 to 236Jul 10, 2025 to Mar 24, 2026
- Individual clients · 380 to 369Jul 10, 2025 to Mar 24, 2026
- Employees · 9 to 11Jul 10, 2025 to Mar 24, 2026
- Financial planning clients · to 101-250Jul 10, 2025 to Mar 24, 2026
- State-registered IARs · 5 to 6Jul 10, 2025 to Mar 24, 2026
- Discretionary RAUM · $795M to $910MJul 10, 2025 to Mar 24, 2026
- HNW RAUM · $529M to $784MJul 10, 2025 to Mar 24, 2026
- Individual RAUM · $239M to $89.6MJul 10, 2025 to Mar 24, 2026
- RAUM · $795M to $910MJul 10, 2025 to Mar 24, 2026
- Financial planning clients · unset to Feb 24, 2025 to Jul 10, 2025
- Business name · C••••• A•••• M••••••••• to C••••• I••••••••• G••••Jan 14, 2025 to Feb 24, 2025
- Accounts · 1,190 to 1,424Mar 15, 2024 to Jan 14, 2025
- Advisory employees · 5 to 6Mar 15, 2024 to Jan 14, 2025
- Advisory activities · 2 to 1Mar 15, 2024 to Jan 14, 2025
- BD registered reps · 7 to 0Mar 15, 2024 to Jan 14, 2025
- Charity clients · 7.0 to unsetMar 15, 2024 to Jan 14, 2025
- Corporate clients · 6 to 5Mar 15, 2024 to Jan 14, 2025
- HNW clients · 157 to 165Mar 15, 2024 to Jan 14, 2025
- Individual clients · 325 to 380Mar 15, 2024 to Jan 14, 2025
- Pension plan clients · 5.0 to unsetMar 15, 2024 to Jan 14, 2025
- Employees · 7 to 9Mar 15, 2024 to Jan 14, 2025
- Financial planning clients · 26-50 to unsetMar 15, 2024 to Jan 14, 2025
- Discretionary RAUM · $675M to $795MMar 15, 2024 to Jan 14, 2025
- HNW RAUM · $547M to $529MMar 15, 2024 to Jan 14, 2025
- Individual RAUM · $87.8M to $239MMar 15, 2024 to Jan 14, 2025
- Pension RAUM · 5538314.0 to unsetMar 15, 2024 to Jan 14, 2025
- RAUM · $675M to $795MMar 15, 2024 to Jan 14, 2025
- Accounts · 1,129 to 1,190Mar 9, 2023 to Mar 15, 2024
- Advisory employees · 4 to 5Mar 9, 2023 to Mar 15, 2024
- BD registered reps · 5 to 7Mar 9, 2023 to Mar 15, 2024
- HNW clients · 184 to 157Mar 9, 2023 to Mar 15, 2024
- Individual clients · 262 to 325Mar 9, 2023 to Mar 15, 2024
- Employees · 5 to 7Mar 9, 2023 to Mar 15, 2024
- State-registered IARs · 4 to 5Mar 9, 2023 to Mar 15, 2024
- Discretionary RAUM · $552M to $675MMar 9, 2023 to Mar 15, 2024
Signals
1 dated events
- C••••• I••••••••• G•••• reported RAUM $542.6M, up 26% from $431.2M (2020-06-30 to 2021-03-22)Mar 22, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c•••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 337-237-8057reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 337-237-8000reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 337-785-0960reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- C•••••ONLINE.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 337-237-8000reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $152Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026