DFX Intelligence

C••••••• W••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

C••••••• W••••• P•••

Advisor at C••••••••• C••••••••• A••••••• S••••••••

Norfolk, VA | CLEVELAND, OH

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Search this name across graphsid dfx:ria:858a6bad-7b3e-2a80-0c0d-678712545fed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 14, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C••••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C••••••••• A••••••• S••••••••	Independent wealth	Apr 25, 2024	n/a	yes	Norfolk, VA\|CLEVELAND, OH	Current employment
W•••••••• S•••• • T••••• A•••• M••••••••• L••	Former SEC adviser	Jan 7, 2024	Apr 25, 2024	no	Roanoke, VA\|NORFOLK, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• S•••• • T••••• A•••• M••••••••• L••	C••••••••• C••••••••• A••••••• S••••••••	Apr 25, 2024	Apr 25, 2024	0	Firm change	RIA to RIA
V••••••• A•••••••• I•••	W•••••••• S•••• • T••••• A•••• M••••••••• L••	Nov 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
106060:105674:VA:2024-04-19	Apr 25, 2024	Apr 25, 2024	ROANOKE, VA	Firm change

Relationships

Registered with (3)

→ C••••••••• C••••••••• A••••••• S••••••••Registered adviserregistration: current employment
Apr 25, 2024 to presentfactForm ADV
→ W•••••••• S•••• • T••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 7, 2024 to Apr 25, 2024factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 14, 2021 to Nov 1, 2023factForm ADV

Dated events

Occurred
Apr 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:858a6bad-7b3e-2a80-0c0d-678712545fed
First observed: Sep 14, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.