DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at TRUIST ADVISORY SERVICES, INC.
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Nov 24, 2021 | n/a | yes | ATLANTA, GA | Current employment |
| SAN BLAS ADVISORY, INC. | Independent wealth | Feb 11, 2019 | May 15, 2020 | no | EAST STROUDSBURG, PA|ATLANTA, GA | Previous registration |
| INVICTUS CAPITAL INVESTORS | Former SEC adviser | Jan 9, 2019 | Dec 31, 2019 | no | EAST STROUDSBURG, PA|ATLANTA, GA | Previous registration |
| SAN BLAS ADVISORY, INC. | Independent wealth | Nov 2, 2018 | Dec 31, 2018 | no | EAST STROUDSBURG, PA|Conyers, GA | Previous registration |
| INVICTUS CAPITAL INVESTORS | Former SEC adviser | Mar 30, 2018 | Dec 31, 2018 | no | EAST STROUDSBURG, PA|ATLANTA, GA | Previous registration |
| SB ADVISORY, LLC | Independent wealth | Apr 16, 2012 | Aug 11, 2020 | no | MT. POCONO, PA|ATLANTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 9, 2006 | Nov 14, 2006 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|NEW YORK, NY|PENNINGTON, NJ|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SB ADVISORY, LLC | INVICTUS CAPITAL INVESTORS | Aug 11, 2020 | Mar 30, 2018 | -865 | Firm change after gap | RIA to RIA |
| SAN BLAS ADVISORY, INC. | TRUIST ADVISORY SERVICES, INC. | May 15, 2020 | Nov 24, 2021 | 558 | Firm change after gap | RIA to ibd |
| INVICTUS CAPITAL INVESTORS | SAN BLAS ADVISORY, INC. | Dec 31, 2019 | Feb 11, 2019 | -323 | Firm change after gap | RIA to RIA |
| INVICTUS CAPITAL INVESTORS | SAN BLAS ADVISORY, INC. | Dec 31, 2018 | Nov 2, 2018 | -59 | Firm change after gap | RIA to RIA |
| SAN BLAS ADVISORY, INC. | INVICTUS CAPITAL INVESTORS | Dec 31, 2018 | Jan 9, 2019 | 9 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SB ADVISORY, LLC | Nov 14, 2006 | Apr 16, 2012 | 1,980 | Firm change after gap | Other |