DFX Intelligence

C••••••••• L••••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

C••••••••• L••••••• G•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:85997db4-8693-69a8-f54a-df195c12e0d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 5, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 23, 2015	n/a	yes	SAN FRANCISCO, CA	Current employment
G• I••••••••• S•••••••• L••	Former SEC adviser	Dec 13, 2012	Dec 31, 2014	no	WALTHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G• I••••••••• S•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Dec 31, 2014	Feb 23, 2015	54	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	G• I••••••••• S•••••••• L••	Nov 8, 2012	Dec 13, 2012

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 18, 2011 to Nov 8, 2012factForm ADV
→ G• I••••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 13, 2012 to Dec 31, 2014factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 8, 2010 to Jan 21, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85997db4-8693-69a8-f54a-df195c12e0d6
First observed: Mar 8, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.