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P•••••• M•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

P•••••• M•••••• F••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

CLAYTON, MO

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Search this name across graphsid dfx:ria:859db69f-95f3-0121-0d86-b39c4d7b923c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 14, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Dec 2, 2025	n/a	yes	CLAYTON, MO	Current employment
M• A•••••••	Independent wealth	May 31, 2024	Oct 8, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M• A•••••••	S•••••• N••••••• • C••••••• I•••••••••	Oct 8, 2025	Dec 2, 2025	55	Firm change	Other

Relationships

Registered with (2)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Dec 2, 2025 to presentfactForm ADV
→ M• A•••••••Registered adviserregistration: previous registration
May 31, 2024 to Oct 8, 2025factForm ADV

Dated events

Occurred
Oct 8, 2025
Advisor changed firm
P•••••• M•••••• F•••• left M• A••••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2025-12-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:859db69f-95f3-0121-0d86-b39c4d7b923c
First observed: Aug 14, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.