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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

M1 ADVISORY

M1 ADVISORY SERVICES LLC, CRD 249787

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:61ccaa8d-bbbe-cb97-033f-50c6b9fe8b93

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 26
On other graphs: 0
Observed: Jul 31, 2015 to Jul 8, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=14.0
Regulatory AUM: $633,573Item 5.F on the latest filing (2026-07-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $633,573derivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $70,397derivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-106511
CRD: 249787
Filings on the tape: 27
First filed: Jul 31, 2015
Latest filed: Jul 8, 2026
Organised: Limited Liability Company, DE
Website: m1.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MEGAN J KUYERS	n/a	CHICAGO, IL \| Chicago, IL	2	10	1	yes
Priyal Rakesh Thakkar	n/a	Chicago, IL \| CHICAGO, IL	2	10	n/a	yes
Lucas Skyler Radice	n/a	CHICAGO, IL \| West Chicago, IL	2	14	n/a	yes
JIEUN LEE	n/a	CHICAGO, IL \| Woodridge, IL	2	10	1	yes
Charlotte Halmo	n/a	CHICAGO, IL \| Greenville, SC	2	10	2	yes
Gabriela Contreras	n/a	CHICAGO, IL \| Chicago, IL	2	11	2	yes
JING G KESSLER	n/a	CHICAGO, IL \| MIDLOTHIAN, VA	2	10	2	yes
Jacob William Walker	n/a	CHICAGO, IL \| Port Angeles, WA	2	12	1	yes
Kwami Austin	n/a	Aurora, CO \| CHICAGO, IL	0	20	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARNES, BRIAN, RANDALL	PRESIDENT/CEO	B	yes	12/2022	Jun 21, 2023	May 21, 2024
Hinger, Tealee, Marie	CHIEF COMPLIANCE OFFICER	Na	yes	06/2023	Jun 21, 2023	May 21, 2024
M1 HOLDINGS INC.	Owner	E	yes	02/2015	Nov 15, 2016	May 21, 2024
Matheny, Caleb, Charles	SECRETARY/CFO	Na	yes	12/2022	Jun 21, 2023	May 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M1 FINANCE LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$633,573	$0	14	0	0	n/a	n/a
2024	Mar 11, 2025	$0	$0	17	0	0	n/a	n/a
2023	Mar 7, 2024	n/a	n/a	24	0	0	n/a	n/a
2022	Mar 27, 2023	$0	$0	20	1	0	n/a	n/a
2021	Feb 24, 2022	$0	$0	20	1	0	n/a	n/a
2020	Mar 5, 2021	$0	$0	13	1	0	n/a	n/a
2019	Mar 30, 2020	$0	$0	4	1	0	n/a	n/a
2018	Jan 18, 2019	$0	$0	3	1	0	n/a	n/a
2017	Feb 1, 2018	$0	$0	3	1	0	n/a	n/a
2016	Mar 23, 2017	$0	$0	3	1	n/a	n/a	n/a
2015	Mar 29, 2016	$0	$0	3	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	3	-2	33.3%	0	1	0	3	8

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$633,573	$0	n/a	$0	n/a	14	17	0	0

Relationships

Registered with (26)

← Kwami AustinAdvisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← Jacob William WalkerAdvisorregistration: current employment
Jul 23, 2024 to presentfactForm ADV
← Gabriela ContrerasAdvisorregistration: previous registration
Feb 24, 2021 to Dec 31, 2023factForm ADV
← JING G KESSLERAdvisorregistration: previous registration
Mar 2, 2021 to Dec 31, 2023factForm ADV
← Charlotte HalmoAdvisorregistration: previous registration
Apr 18, 2023 to Dec 31, 2023factForm ADV
← JIEUN LEEAdvisorregistration: previous registration
Dec 18, 2020 to Jan 3, 2023factForm ADV
← Priyal Rakesh ThakkarAdvisorregistration: current employment
Apr 18, 2024 to presentfactForm ADV
← Lucas Skyler RadiceAdvisorregistration: current employment
Apr 18, 2024 to presentfactForm ADV
← MEGAN J KUYERSAdvisorregistration: previous registration
May 20, 2022 to Dec 31, 2023factForm ADV
← Jack Reilly OricoliAdvisorregistration: previous registration
Apr 18, 2024 to Aug 3, 2026factForm ADV
← MICHAEL J MASONAdvisorregistration: previous registration
Aug 15, 2025 to Nov 14, 2025factForm ADV
← Patrick Michael FloodAdvisorregistration: previous registration
May 31, 2024 to Oct 8, 2025factForm ADV
← JACK HENRY PRIVATEERAdvisorregistration: previous registration
Mar 14, 2024 to Apr 23, 2025factForm ADV
← Amanda Elizabeth CaruthAdvisorregistration: previous registration
Apr 18, 2024 to Apr 23, 2025factForm ADV
← Danielle Janet BlaserAdvisorregistration: previous registration
Apr 18, 2024 to Jun 28, 2024factForm ADV
← John Yun HoAdvisorregistration: previous registration
Apr 18, 2024 to May 13, 2024factForm ADV
← BRANDON LOUIS NGUYENAdvisorregistration: previous registration
Apr 18, 2024 to Apr 30, 2024factForm ADV
← Nathan Lennox HarlowAdvisorregistration: previous registration
May 20, 2022 to Jul 24, 2023factForm ADV
← Joshua Paul PatchikAdvisorregistration: previous registration
Mar 18, 2021 to Apr 10, 2023factForm ADV
← SANCHIT SHARMAAdvisorregistration: previous registration
May 20, 2022 to Mar 10, 2023factForm ADV
← John Gerard RuaneAdvisorregistration: previous registration
May 20, 2022 to Nov 28, 2022factForm ADV
← John Michael O'ConnorAdvisorregistration: previous registration
Dec 17, 2021 to Sep 7, 2022factForm ADV
← Devin GraysonAdvisorregistration: previous registration
Mar 18, 2021 to May 19, 2022factForm ADV
← NICHOLAS NMN DALMASOAdvisorregistration: previous registration
Dec 22, 2020 to Mar 1, 2022factForm ADV
← Ashley Elizabeth RodabaughAdvisorregistration: previous registration
Mar 18, 2021 to Oct 19, 2021factForm ADV
← EMILIANO RIOS CABANAdvisorregistration: previous registration
Nov 7, 2019 to Sep 11, 2020factForm ADV

Controls (4)

← Hinger, Tealee, MarieOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 21, 2023 to May 21, 2024factForm ADV
← BARNES, BRIAN, RANDALLOwnerPRESIDENT/CEO, ownership code B, individual
Jun 21, 2023 to May 21, 2024factForm ADV
← Matheny, Caleb, CharlesOwnerSECRETARY/CFO, ownership code NA, individual
Jun 21, 2023 to May 21, 2024factForm ADV
← M1 HOLDINGS INC.OwnerOWNER, ownership code E, domestic entity
Nov 15, 2016 to May 21, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 3, 2026
Advisor changed firm
Jack Reilly Oricoli left M1 Advisory for Voya Financial Advisors, Inc. (registered 2026-08-11)
Form ADVobserved 4 days ago
Occurred
Nov 14, 2025
Advisor changed firm
Michael J Mason left M1 Advisory for Rbc Capital Markets, Llc (registered 2025-12-05)
Form ADVobserved 4 days ago
Occurred
Oct 8, 2025
Advisor changed firm
Patrick Michael Flood left M1 Advisory for Stifel, Nicolaus & Company, Incorporated (registered 2025-12-02)
Form ADVobserved 4 days ago
Occurred
Apr 23, 2025
Advisor changed firm
Amanda Elizabeth Caruth left M1 Advisory for Hightower Advisors, Llc (registered 2025-07-23)
Form ADVobserved 4 days ago
Occurred
Apr 23, 2025
Advisor changed firm
Jack Henry Privateer left M1 Advisory for Citigroup Global Markets Inc. (registered 2025-04-23)
Form ADVobserved 4 days ago
Occurred
Jun 28, 2024
Advisor changed firm
Danielle Janet Blaser left M1 Advisory for Ubs Financial Services Inc. (registered 2024-06-11)
Form ADVobserved 4 days ago
Occurred
May 13, 2024
Advisor changed firm
John Yun Ho left M1 Advisory for J.P. Morgan Securities Llc (registered 2024-06-25)
Form ADVobserved 4 days ago
Occurred
Apr 30, 2024
Advisor changed firm
Brandon Louis Nguyen left M1 Advisory for Fidelity Personal And Workplace Advisors (registered 2024-06-06)
Form ADVobserved 4 days ago
Occurred
Jul 24, 2023
Advisor changed firm
Nathan Lennox Harlow left M1 Advisory for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-08-08)
Form ADVobserved 4 days ago
Occurred
Jun 21, 2023
Control person left
Ryan Burke (Cco) no longer on Schedule A of M1 Advisory (listed 2023-03-27, absent 2023-06-21)
Form ADVobserved 4 days ago
Occurred
Jun 21, 2023
Control person joined
Randall Brian Barnes (President/Ceo) appeared on Schedule A of M1 Advisory
Form ADVobserved 4 days ago
Occurred
Jun 21, 2023
Control person joined
Marie Tealee Hinger (Chief Compliance Officer) appeared on Schedule A of M1 Advisory
Form ADVobserved 4 days ago
Occurred
Jun 21, 2023
Control person joined
Charles Caleb Matheny (Secretary/Cfo) appeared on Schedule A of M1 Advisory
Form ADVobserved 4 days ago
Occurred
Apr 10, 2023
Advisor changed firm
Joshua Paul Patchik left M1 Advisory for Frec (registered 2024-10-25)
Form ADVobserved 4 days ago
Occurred
Mar 10, 2023
Advisor changed firm
Sanchit Sharma left M1 Advisory for Masterworks Advisers, Llc (registered 2023-11-14)
Form ADVobserved 4 days ago
Occurred
Nov 28, 2022
Advisor changed firm
John Gerard Ruane left M1 Advisory for Manifest (registered 2026-04-08)
Form ADVobserved 4 days ago
Occurred
Sep 7, 2022
Advisor changed firm
John Michael O'Connor left M1 Advisory for Janney Montgomery Scott Llc (registered 2022-11-14)
Form ADVobserved 4 days ago
Occurred
May 19, 2022
Advisor changed firm
Devin Grayson left M1 Advisory for Lincoln Investment (registered 2023-01-04)
Form ADVobserved 4 days ago
Occurred
Mar 1, 2022
Advisor changed firm
Nicholas Nmn Dalmaso left M1 Advisory for Sound Capital Solutions Llc (registered 2024-01-11)
Form ADVobserved 4 days ago
Occurred
Oct 8, 2021
Control person joined
Ryan Burke (Cco) appeared on Schedule A of M1 Advisory
Form ADVobserved 4 days ago
Occurred
Oct 8, 2021
Control person left
Elizabeth Ashley Rodabaugh (Cco) no longer on Schedule A of M1 Advisory (listed 2021-03-05, absent 2021-10-08)
Form ADVobserved 4 days ago
Occurred
Mar 5, 2021
Control person joined
Elizabeth Ashley Rodabaugh (Cco) appeared on Schedule A of M1 Advisory
Form ADVobserved 4 days ago
Occurred
Sep 17, 2020
Control person left
Emiliano Rios Caban (Cco) no longer on Schedule A of M1 Advisory (listed 2020-03-30, absent 2020-09-17)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Emiliano Rios Caban (Cco) appeared on Schedule A of M1 Advisory
Form ADVobserved 4 days ago
Occurred
Jul 31, 2015
First Form ADV filing
M1 Finance filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Feb 24, 2022
M1 Advisory reported 20 state-registered advisory representatives, up from 4 (2021-11-16 to 2022-02-24)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61ccaa8d-bbbe-cb97-033f-50c6b9fe8b93
First observed: Jul 31, 2015
Last observed: Jul 8, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

M1 ADVISORY

M1 ADVISORY SERVICES LLC, CRD 249787

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:61ccaa8d-bbbe-cb97-033f-50c6b9fe8b93

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MEGAN J KUYERS

n/a

CHICAGO, IL | Chicago, IL

yes

Priyal Rakesh Thakkar

n/a

Chicago, IL | CHICAGO, IL

n/a

yes

Lucas Skyler Radice

n/a

CHICAGO, IL | West Chicago, IL

n/a

yes

JIEUN LEE

n/a

CHICAGO, IL | Woodridge, IL

yes

Charlotte Halmo

n/a

CHICAGO, IL | Greenville, SC

yes

Gabriela Contreras

n/a

CHICAGO, IL | Chicago, IL

yes

JING G KESSLER

n/a

CHICAGO, IL | MIDLOTHIAN, VA

yes

Jacob William Walker

n/a

CHICAGO, IL | Port Angeles, WA

yes

Kwami Austin

n/a

Aurora, CO | CHICAGO, IL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARNES, BRIAN, RANDALL

PRESIDENT/CEO

yes

12/2022

Jun 21, 2023

May 21, 2024

Hinger, Tealee, Marie

CHIEF COMPLIANCE OFFICER

yes

06/2023

Jun 21, 2023

May 21, 2024

M1 HOLDINGS INC.

Owner

yes

02/2015

Nov 15, 2016

May 21, 2024

Matheny, Caleb, Charles

SECRETARY/CFO

yes

12/2022

Jun 21, 2023

May 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

M1 FINANCE LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$633,573

n/a

2024

Mar 11, 2025

n/a

2023

Mar 7, 2024

n/a

2022

Mar 27, 2023

n/a

2021

Feb 24, 2022

n/a

2020

Mar 5, 2021

n/a

2019

Mar 30, 2020

n/a

2018

Jan 18, 2019

n/a

2017

Feb 1, 2018

n/a

2016

Mar 23, 2017

n/a

2015

Mar 29, 2016

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

33.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$633,573

n/a