This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0

Regulatory AUM

$927MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$757M

Private client RAUM

$927MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

8

RAUM per advisor

$116Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

13

Advisory employees

6

Offices

3Schedule D 1.F, beyond the principal office

Accounts

2,410

Individual clients

562

High net worth clients

147

SEC number

801-111999

CIK

1764968

CRD

290110

Filings on the tape

17

First filed

Oct 3, 2017

Latest filed

Mar 16, 2026

Organised

Limited Liability Company, OK

Website

cpfguide.com

• Occurred

  Oct 3, 2017
  First Form ADV filing

  Compass Pointe Financial filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:85a4c3c6-75e8-d793-8da3-45c808fa71e4

First observed

Oct 3, 2017

Last observed

Mar 16, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.