DFX Intelligence

C••••••••• G•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C••••••••• G•••• B••••

Advisor at T•• A••••••• R••••••• G••••• L••

Tulsa, OK | TULSA, OK

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Search this name across graphsid dfx:ria:d64e0ec9-1628-4938-590a-9b0355c47f05

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A••••••• R••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A••••••• R••••••• G••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	Tulsa, OK\|TULSA, OK	Current employment
S•• I••••••••• I•••	Former SEC adviser	Jul 5, 2005	Dec 1, 2017	no	TULSA, OK\|PONCA CITY, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• I•••	T•• A••••••• R••••••• G••••• L••	Dec 1, 2017	Jan 1, 2025	2,588	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
2225:290110:OK:2017-12-01	Dec 1, 2017	Jan 1, 2025	PONCA CITY, OK	Firm change after gap

Relationships

Registered with (2)

→ T•• A••••••• R••••••• G••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Jul 5, 2005 to Dec 1, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d64e0ec9-1628-4938-590a-9b0355c47f05
First observed: Jul 5, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.