DFX Intelligence

M•••• A••••••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

M•••• A••••••••• N••••••

Advisor at N••• F•••••••• G••••• L•••

HOUSTON, TX | BRENHAM, TX

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Search this name across graphsid dfx:ria:85a630d2-a41b-d433-3785-12c2db55cadf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 9, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••••• G••••• L•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 3, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••••• G••••• L•••	State registered	Mar 21, 2003	n/a	yes	HOUSTON, TX\|BRENHAM, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 23, 2002	Jun 12, 2025	no	BRENHAM, TX\|HOUSTON, TX\|TOMBALL, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	N••• F•••••••• G••••• L•••	Jun 12, 2025	Mar 21, 2003	-8,119	Firm change after gap	Ibd to state RIA
E•••••••• A•••••••• L••	L•• F•••••••• L••	Jul 16, 2002	Aug 23, 2002

Relationships

Registered with (3)

→ N••• F•••••••• G••••• L•••Registered adviserregistration: current employment
Mar 21, 2003 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 23, 2002 to Jun 12, 2025factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 9, 1998 to Jul 16, 2002factForm ADV

Dated events

Occurred
Jun 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85a630d2-a41b-d433-3785-12c2db55cadf
First observed: Jun 9, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.